Gray Lion Capital
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$7,000,000
Total clients
5
100% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
5
Average account size
$1,400,000
About
Gray Lion Capital is a small, independent investment adviser that provides discretionary, fee‑based portfolio management to a limited roster of clients, including high‑net‑worth individuals, trusts, estates and corporate or institutional entities. The firm delivers custom portfolio management using tactical allocation strategies and primarily invests in exchange‑listed equities, U.S. government securities and options.
The firm’s investment process draws on fundamental, technical and cyclical analysis to tailor portfolios to client objectives and risk profiles, and it may use cash positions and option writing (including selling puts) as hedging or tactical tools. Management is discretionary and the firm operates with a relatively high stated cumulative account threshold (listed as $5 million), concentrating its attention on a small number of accounts.
Notable for an independent, single‑advisor practice, Gray Lion may charge performance‑based fees to qualified clients — a stated 20% fee on calendar‑quarter gains subject to a high‑water mark — and also provides portfolio management services to institutional or business clients. These features, together with a very small client base and focused account minimums, distinguish the firm from many peers that primarily serve broader retail client segments.
Client services
Portfolio management
Expertise
Options & derivatives strategies
Fee options
Up to 1.00% annually, negotiable and may be lower depending on account size, type and complexity
20% of gains per calendar quarter for qualified clients meeting financial thresholds, subject to a high water mark.
Account minimum: $5 million Fee-only: Annual management fee up to 1.00%, negotiable, payable monthly in arrears based on account value.
Main office location
Gray Lion Capital
Ocala FL, United States
Number of offices
1
Most active in
Gray Lion Capital has reported serving >5 clients in these states in the last 12 months.
Florida
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")