G
Grail Capital LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$3,070,000
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
2
100% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
2
Very LowAverage account size
$1,535,000
About
Grail Capital LLC provides discretionary portfolio management and ongoing investment oversight for a small client base comprised of high‑net‑worth individuals and corporations or business entities. The firm prepares Investment Policy Statements for each client and reports discretionary assets under management of approximately $3.27 million.
The adviser employs a mix of cyclical, fundamental, quantitative and modern portfolio theory analyses and primarily recommends equities while also using fixed income, ETFs, commodities and non‑U.S. securities. GCL may implement both long‑ and short‑term trading and, when desired by the client, uses margin, short sales and options strategies, and it requires discretionary authority and delivers monthly account reporting.
Compared with many solo independent advisers, GCL’s brochure discloses engagement with corporate/business clients and services that resemble institutional management, and it may use derivatives and options in separately managed accounts — practices that are relatively uncommon in this peer group. The firm also accepts performance‑based fees for qualified clients and does not aggregate trades across multiple client accounts, which may affect execution and risk profiles relative to typical independent advisers.
Client services
Portfolio management
Expertise
Options & derivatives strategies
Active portfolio management
Fee options
Monthly fee of 0.1667% of assets under management plus 20.00% performance fee on capital appreciation beyond specified benchmark with high water mark
Main office location
Grail Capital LLC
Boston MA, United States
Number of offices
1
Most active in
Grail Capital LLC has reported serving >5 clients in these states in the last 12 months.
Massachusetts · Ohio
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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