Graham Financial
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$6,244,749
Total clients
5
100% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
5
Average account size
$1,248,950
About
Graham Financial provides investment management, financial planning and consulting to individuals, high‑net‑worth and ultra‑high‑net‑worth clients, as well as trusts, estates and small businesses. The firm delivers discretionary portfolio management alongside planning services and can arrange tax and bookkeeping support or family‑office style retainers as part of its client engagements.
The firm generally takes a long‑term, strategic approach that combines fundamental and technical analysis, with an explicit focus on minimizing taxes, fees and expenses in portfolio construction. Graham Financial customizes allocations to clients’ goals and risk tolerance, retains legacy positions when appropriate for tax or fit reasons, and will trade shorter term for rebalancing or cash needs.
What is distinctive is that, despite operating as a solo‑registered advisor with a small number of directly managed client accounts, Graham Financial reports a substantially larger amount of assets under advisement (over $300 million) and can serve in a chief‑investment‑officer capacity for ultra‑high‑net‑worth families under customized AUM/AUA or flat‑fee arrangements. The firm’s offering of retainer‑based family‑office services and optional tax/bookkeeping work, combined with its dual AUM/AUA model, differentiates it from many peers of similar size.
Client services
Financial planning
Portfolio management
Expertise
General estate planning guidance
General tax planning
Fee options
Fixed engagement or ongoing consulting fees based on hourly rate, negotiable based on scope
$0 - $500,000: 1.50% $500,001 - $1,000,000: 1.25% $1,000,001 - $2,000,000: 1.00% $2,000,001 - $5,000,000: 0.75% $5,000,001+: 0.50%
$250 per hour for financial planning services
Ongoing retainer fees set in $2,500/month increments for approximately 10-12 hours per month
Fee-only: Financial planning hourly fee $250/hour; Fixed/ongoing engagement fees negotiable; Retainer fees $2,500/month increments (~10-12 hours/month)
Main office location
Graham Financial
Shreveport LA, United States
Number of offices
3
Most active in
Graham Financial has reported serving >5 clients in these states in the last 12 months.
Louisiana
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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