G
Graham & Co. Advisory, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$21,437,137
Clients
15
20% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
15
LowAverage account size
$1,429,142
About
Graham & Co. Advisory is a state-registered investment adviser that provides personalized investment supervisory (asset management) services to individuals, trusts, estates, corporations, and small businesses. As of 12/31/2025 the firm reported managing about $21.4 million across roughly 15 discretionary client accounts.
The firm structures relationships around individualized investment policy statements and written discretionary agreements, monitoring accounts frequently with at least quarterly reviews and using a mix of fundamental, technical, charting, and cyclical analysis. Depending on client objectives and suitability, strategies may include long- and short-term equity holdings, fixed income, options, margin, and other trading approaches; custodial and trade execution services are provided through third-party clearing and custody arrangements.
What distinguishes this firm from many solo independent advisers is its affiliation with a broker-dealer and related entities: clients are required to use the affiliated broker-dealer for brokerage services, and the affiliate offers brokerage and insurance products and may receive transactional compensation. The brochure discloses this arrangement and associated potential conflicts of interest (including past regulatory and arbitration matters involving the affiliate), which the adviser notes in client disclosure materials.
Client services
Portfolio management
Expertise
Options & derivatives strategies
Fee options
$0 - $49,999: 3% annually (0.75% per quarter) $50,000 - $250,000: 2.75% annually (0.6875% per quarter) $250,001 - $1,000,000: 2.50% annually (0.625% per quarter) $1,000,001 - $2,000,000: 2.25% annually (0.5625% per quarter) $2,000,001+: 2.00% annually (0.5% per quarter)
Commissions may be charged by affiliated broker-dealer B. B. Graham & Co. when brokerage services are used.
Account minimum: $50,000 Fee-only: Firm is strictly fee-only investment management; no commissions accepted.
Main office location
Graham & Co. Advisory, Inc.
1700 West Katella Avenue, Second Floor
Orange CA 92867-3415, United States
Number of offices
1
Most active in
Graham & Co. Advisory, Inc. has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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