Graf Financial, L.L.C.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$80,282,242
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
75
27% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
75
Average account size
$1,070,430
About
Graf Financial, L.L.C. provides investment management, personal financial planning, and project-based investment consulting to individuals, trusts, estates, corporations, retirement plans, and charitable organizations. Services include discretionary and non-discretionary portfolio management across equities, mutual funds, and fixed income, as well as advice on employer‑sponsored retirement plans and other institutional accounts.
The firm applies core value investing principles using fundamental business and economic analysis, favoring long‑term holdings with diversification and asset allocation tailored to each client’s objectives. Clients are onboarded through interviews and written questionnaires, receive ongoing monitoring of portfolios (monthly reviews) and quarterly reporting, and may engage the advisor for standalone financial planning or hourly consulting projects.
Compared with many independent solo advisors, Graf Financial’s practice includes charitable organization clients, pension consulting and employer‑plan advice, and participation in educational conferences and workshops (including programs available through its custodian). The principal holds CFP and CDFA credentials and offers specialized services such as divorce‑related financial analysis in addition to traditional wealth management.
Client services
Financial planning
Portfolio management
Pension consulting
Educational seminars or workshops
Consulting / portfolio analysis
Expertise
Divorce financial planning
College savings (529s, UTMA, etc.)
Cash flow / budgeting
Fee options
$0 - $1,000,000: 1.00% annually (Equity Only Account) $1,000,001 - $5,000,000: 0.75% annually (Equity Only Account) $5,000,001+: 0.50% annually (Equity Only Account) $0 - $1,000,000: 0.90% annually (Balanced Account) $1,000,001 - $5,000,000: 0.70% annually (Balanced Account) $5,000,001+: 0.50% annually (Balanced Account) $0 - $1,000,000: 0.65% annually (Fixed Only Account) $1,000,001 - $5,000,000: 0.55% annually (Fixed Only Account) $5,000,001+: 0.45% annually (Fixed Only Account)
$200 per hour (Financial Planning and Investment Consulting Services)
Account minimum: $250,000 Fee-only: $200 per hour (Financial Planning and Investment Consulting Services)
Main office location
Graf Financial, L.L.C.
2161 Quail Run Drive, Suite C
Baton Rouge LA 70808, United States
Number of offices
1
Most active in
Graf Financial, L.L.C. has reported serving >5 clients in these states in the last 12 months.
Louisiana · Mississippi · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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