GP Wealth Management, LLC

GP Wealth Management, LLC provides discretionary asset management and investment advisory services to individuals, high-net-worth clients, pension and profit-sharing plans, trusts, estates and business entities. Services are delivered through separately custodied accounts under a written advisory agreement, with clients able to impose investment restrictions and the firm handling ongoing trade implementation and reporting.

The firm’s investment process draws on multiple methods of analysis — charting, cyclical, fundamental and technical — and employs a broad range of strategies from strategic asset allocation and long-term holdings to short-term trading, frequent trading, option writing, margin and short sales where appropriate. Accounts are actively monitored with formal reviews at least biweekly, and the firm aggregates trades using pro rata allocations when executing block orders.

Notable for a small, independent adviser, the brochure discloses the use of leveraged and derivatives strategies (including futures, options and short sales), trading in penny stocks and access to hedge fund and other alternative investments, which are less common among peers of comparable scale. The firm also recommends a specific custodian and discloses paid solicitor/referral arrangements, does not vote proxies on client securities, and maintains written personal-trading and code-of-ethics policies to govern potential conflicts.