Goodrich Financial Group, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$14,060,000
Clients
11
100% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
11
LowAverage account size
$1,278,182
About
Goodrich Financial Group, LLC is a state-registered investment adviser that provides discretionary investment supervisory services and model portfolio management to individual clients, including high‑net‑worth individuals, and to certain business clients. As of 12/31/2025 the firm reported managing approximately $14,060,000 across 11 client accounts and offers continuous portfolio oversight and quarterly reporting.
The firm employs a broad set of analytical methods — including charting, fundamental, technical, cyclical, quantitative, and qualitative analysis — and implements strategies ranging from long‑ and short‑term purchases to option writing (covered calls and spreads) and margin transactions when consistent with client objectives. Model portfolios are managed to the model’s stated goal rather than tailored security‑by‑security to each client, though clients may impose reasonable investment restrictions and the adviser typically exercises discretionary trading authority.
Notable features in the brochure include the firm’s small practice size with a limited number of client relationships (resulting in relatively large average account sizes), a policy of executing client trades separately rather than routinely batching orders, and participation in Charles Schwab’s institutional program (through which the firm receives additional custodial and research-related services). The firm also discloses specific conflicts‑of‑interest safeguards — such as prohibitions on principal and agency‑cross transactions and prior approval requirements for IPOs and private placements — in its Code of Ethics.
Client services
Portfolio management
Expertise
Options & derivatives strategies
Fee options
0.75% to 2.50% (negotiable)
Main office location
Goodrich Financial Group, LLC
3296 Via Zamora
Escondido CA 92029, United States
Number of offices
1
Most active in
Goodrich Financial Group, LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
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