Golden Lion Wealth Management, LLC

Golden Lion Wealth Management provides investment advisory and planning services to individual investors, trusts, and employer-sponsored retirement plans, managing roughly $16.3 million across about 58 client relationships. Services described in the brochure include comprehensive portfolio management, written financial plans or consultations, and retirement plan consulting for plan sponsors.

The firm’s investment work emphasizes individualized asset allocation and ongoing portfolio monitoring, using fundamental, qualitative and quantitative analysis and a mix of securities including ETFs, mutual funds and fixed income; it also uses third‑party money managers and conducts due diligence and periodic reviews of those managers. Portfolios are rebalanced and adjusted based on client goals, risk tolerance and time horizon, and cash balances are typically held in conservative, short‑term instruments for liquidity and fee processing.

What is distinctive for a firm of this scale is the explicit offering of retirement plan consulting and acknowledgment of ERISA fiduciary roles (including assistance with investment policy statements, participant education, monitoring and plan investment selection), a service line that is relatively uncommon among peers. The brochure also notes a broader advisory scope that includes corporate and personal tax planning, cost segregation studies, corporate‑structure guidance and other business‑oriented planning services, which may be more extensive than typical offerings from similarly sized independent advisers.