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Golden Eagle Capital Advisors, Inc.

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Client assets under management

$7,225,253

Clients

16

88% high-net worth

Advisors

4

of 4 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

4

Very Low

Average account size

$451,578

About

Golden Eagle Capital Advisors provides investment advice and fiduciary services to individual and high‑net‑worth clients as well as employer retirement plan sponsors, delivering both discretionary asset management programs and non‑discretionary, tailor‑made advisory solutions. The firm advises on mutual funds, ETFs, equities, fixed income, options and private securities, and offers retirement plan consulting, ongoing account review, and reporting.

The firm’s investment process combines fundamental and technical analysis and typically delegates program implementation to selected asset managers while retaining firm‑level oversight and the ability to modify allocations. Investment decisions are human‑driven rather than automated by quantitative or AI models, and the firm uses both discretionary programs and client‑directed advisory arrangements; it also employs performance‑based compensation in certain discretionary offerings.

What distinguishes the firm from many peers is its cross‑border orientation and affiliated dealer relationships: it maintains a principal office outside the United States and serves a significant non‑U.S. client base, and it is affiliated with a broker‑dealer that conducts private placements and supports pooled investment activity. The firm also handles certain non‑U.S. custody arrangements through affiliated entities and provides administrative fiduciary services for non‑resident and cross‑border clients, a combination of services and structures that is uncommon among similarly sized team advisers.

Client services

Financial planning Portfolio management Pension consulting Administrative agent

Expertise

Wealth management Passive / index investing Active portfolio management Retirement plans for business owners (SEP, solo 401k)

Occupation focus

Founder/Business Owner Executive

Fee options

Fixed

Fixed fees negotiated based on scope of work; must be agreed in advance

Percentage

$0 - $500,000: 1.00% $500,001+: 0.80%

Project-based

$400/hour for Senior Investment Advisor Representative, $275/hour for Investment Advisor Representative, $150/hour for Administrative Support

Performance-based

20% performance fee on Discretionary Managed Portfolios, varying by portfolio type

Other

Account minimum: $75,000 Fee-only: Annual asset management fees charged quarterly, ranging from 0.15% to 2%

Most active in

District of Columbia · Florida · New York · Texas

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

David M

Series 63, Series 65

Aurora, CO

Golden Eagle Capital Advisors, Inc.

David Mcconico is a financial advisor at Golden Eagle Capital Advisors, Inc. with Series 63 and Series 65 licenses and 36 years of experience as a self-employed advisor. He is based in Aurora, CO. Golden Eagle Capital Advisors is an SEC-registered investment adviser that provides portfolio management, retirement plan consulting, and fiduciary services to individuals, trusts, estates, qualified plans, and business entities. The firm uses fundamental and technical analysis, manager due diligence, and periodic rebalancing, offering both discretionary and non-discretionary advisory programs.

Wealth management Passive / index investing Active portfolio management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
user avatar

Kumi I

Series 63, Series 65

New York, NY

Golden Eagle Capital Advisors, Inc.

Kumi Ichikawa is a financial advisor at Golden Eagle Capital Advisors, Inc. with 15 years of industry experience. She holds Series 63 and Series 65 designations and has worked at Golden Eagle Capital Advisors since 2019. Additionally, Ichikawa has been associated with the Prudential Insurance Company of America and PRUCO Securities, LLC since 2012. Outside of her advisory role, she serves as a health insurance agent for Kure Grinding Wheel America, assisting with the company’s medical and dental insurance reviews. Golden Eagle Capital Advisors is an SEC-registered investment adviser providing portfolio management, retirement plan consulting, and fiduciary services to individuals, trusts, estates, qualified plans, and business entities. The firm employs fundamental and technical analysis, manager due diligence, and periodic rebalancing, offering both discretionary and non-discretionary advisory programs.

Wealth management Passive / index investing Active portfolio management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
user avatar

Frederick W

Series 65

New Canaan, CT

Golden Eagle Capital Advisors, Inc.

Frederick Wadler is a financial advisor at Golden Eagle Capital Advisors, Inc. with five years of industry experience. He holds a Series 65 designation and has previously worked at Quaker Ridge Capital Management and currently at NYLIFE Securities LLC and New York Life Insurance Co. Golden Eagle Capital Advisors is an SEC-registered investment adviser that provides discretionary and non-discretionary portfolio management, retirement plan consulting, and other fiduciary services to individuals, trusts, estates, qualified plans, and business entities. The firm employs fundamental and technical analysis, manager due diligence, and periodic rebalancing to manage client portfolios, offering both standardized Asset Management Programs and tailor-made advisory options.

Wealth management Passive / index investing Active portfolio management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
user avatar

Spiro N

Series 65

Wylie, TX

Golden Eagle Capital Advisors, Inc.

Spiro Nanakos is a financial advisor at Golden Eagle Capital Advisors, Inc. with two years of industry experience. He holds a Series 65 designation and has worked at Transamerica Financial Advisors, Inc. and World Financial Group, Inc. since 2022. Nanakos also serves as Director of Consulting Services at JHME Real Estate Advisors, where he oversees construction monitoring and technical due diligence for real estate projects. Golden Eagle Capital Advisors is an SEC-registered investment adviser that provides portfolio management, retirement plan consulting, and fiduciary services to individuals, trusts, estates, and business entities. The firm employs fundamental and technical analysis, manager due diligence, and periodic rebalancing in its asset management programs, serving both U.S. and non-U.S. clients.

Wealth management Passive / index investing Active portfolio management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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