G
Gold Star Asset Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$1,400,000
Clients
11
100% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
11
LowAverage account size
$127,273
About
Gold Star Asset Management provides ongoing portfolio management and investment advice to a small client base that includes high‑net‑worth individuals, other individual investors, and business entities. The firm prepares an Investment Policy Statement for each client and focuses its recommendations primarily on mutual funds, equities, fixed‑income securities and ETFs.
The adviser generally manages client assets on a non‑discretionary basis and does not place trades without client permission, conducting monthly reviews and documenting risk tolerance and objectives in client IPSs. Its analytical toolkit spans fundamental, technical, charting and cyclical analysis, and the firm may employ strategies such as long‑ and short‑term trading, options, margin and short sales when appropriate.
Noteworthy for a solo, low‑asset firm, Gold Star offers performance‑based fee arrangements for qualified clients and explicitly discloses the conflicts that can arise from managing both performance‑ and non‑performance fee accounts. The combination of primarily non‑discretionary relationships, the availability of performance‑based compensation, and the use of more complex trading strategies distinguishes its operating model from many independent advisers of similar size.
Client services
Portfolio management
Expertise
Options & derivatives strategies
Fee options
1.70% annually
2.00% annually plus 20.00% performance fee on capital appreciation with a high water mark
Main office location
Gold Star Asset Management, LLC
1025 Old Country Ave, Suite 205
Westbury NY 11590, United States
Number of offices
1
Most active in
Gold Star Asset Management, LLC has reported serving >5 clients in these states in the last 12 months.
California · New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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