Gold Coast Securities, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$39,902,033
Clients
35
57% high-net worth
Advisors
2
of 2 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
18
Very LowAverage account size
$1,140,058
About
Gold Coast Securities provides investment consulting, retirement and college planning, and referral-based access to third‑party investment managers for individuals, trusts, estates and business entities. The firm operates with a small advisory team and delivers non‑custodial, consultative services to a limited client base.
Advisory representatives generally provide non‑discretionary portfolio monitoring and use a mix of fundamental, technical and asset‑allocation analysis; the brochure also describes timing services that shift allocations between equity and fixed‑income vehicles. When appropriate, the firm refers clients into third‑party wrap, timing or asset‑allocation programs and serves as a liaison and solicitor rather than acting as a discretionary manager.
A distinguishing mix of activities includes ongoing insurance and broker‑dealer sales roles for its representatives—meaning commissions, trail fees and solicitor compensation may be received in addition to advisory relationships—and stated affiliations by some representatives with accounting or law practices. The firm disclosed that it recently ceased operations as an SEC‑registered broker‑dealer and discontinued certain in‑house asset management programs and seminars, changes that affect how it delivers and documents advisory services.
Client services
Financial planning
Portfolio management
Selection of other advisers
Market timing
Expertise
Retirement income strategy
College savings (529s, UTMA, etc.)
Options & derivatives strategies
Fee options
Fixed fees up to $10,000 for planning services
Commissions from sale of insurance products and 12b-1 fees from mutual funds
Hourly fees range from $50 to $300 per hour depending on complexity and services
Fee-only: Fixed fees up to $10,000; hourly fees $50 to $300 per hour
Main office location
Gold Coast Securities, Inc.
275 E. Hillcrest Drive, Suite 160 225
Thousand Oaks CA 91360, United States
Number of offices
1
Most active in
Gold Coast Securities, Inc. has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Lawyer
They provide legal services, typically billed separately.
Is not active or affiliated with:
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
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