Goggans Group Inc

Goggans Group Inc is a fee-only, independent investment adviser that provides discretionary portfolio management and integrated financial planning to individual and small business clients. The firm also offers retirement plan participant account management and coordinates estate-planning document preparation through a third‑party provider for clients who request those services.

The firm’s investment approach emphasizes asset allocation as the primary driver of results and relies heavily on exchange‑traded funds for broad, cost‑efficient exposure, while also using stocks and bonds when appropriate. Portfolios are managed on a discretionary basis, with financial planning included as part of the advisory relationship and client preferences or market valuation considerations incorporated into implementation.

Notably, the firm discloses a 2023 Consent Order with the state securities regulator concerning transfers tied to a client’s notarized power of attorney, a disciplinary matter described in its ADV. The brochure also highlights recent operational arrangements — including adding Altruist as a recommended custodian, use of a linked platform for retirement participant accounts, and reliance on third‑party providers for estate documents — which distinguish its service and operational setup from many peers of similar size.