G
Gogate, Uday S.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$26,000,000
Total clients
27
85% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
27
Average account size
$962,963
About
The firm provides discretionary portfolio management and investment advice to individuals, trusts, estates, charitable organizations, and corporations, tailoring asset allocation and investment strategies to clients’ objectives and risk tolerances. It manages about $26 million across a small client base and requires a $400,000 minimum initial investment.
The adviser uses fundamental analysis and typically constructs portfolios with more than ten but fewer than twenty positions, prioritizing income-generating securities such as bonds, preferred shares, real-estate investment trusts, and closed-end bond funds. Positions are actively reviewed and several trades are made in a typical year to replace less-attractive holdings, with formal portfolio reviews conducted quarterly.
Distinctive features include the relatively high account minimum and small number of clients, which together produce a comparatively high assets‑per‑client profile for a solo advisory practice. The principal’s doctorate in pharmaceutical chemistry and prior industry research experience is an uncommon professional background for an investment adviser, and the firm does not participate in wrap fee programs or offer performance-based fee arrangements.
Client services
Portfolio management
Expertise
Income planning
Concentrated stock management
Fee options
$0 - $999,999: 0.25% quarterly $1,000,000 - $3,000,000: 0.20% quarterly $3,000,000+: 0.15% quarterly
Account minimum: $400,000
Main office location
Gogate, Uday S.
North Brunswick NJ, United States
Number of offices
1
Most active in
Gogate, Uday S. has reported serving >5 clients in these states in the last 12 months.
New Jersey
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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