Goal Wealth Advisory Group, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$13,994,235
Clients
28
61% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
28
TypicalAverage account size
$499,794
About
Goal Wealth Advisory Group, LLC provides investment management, comprehensive financial planning, and employer retirement-plan consulting to individuals (including high-net-worth clients) and nonprofit or charitable organizations. Services include customized investment policy statements, ongoing portfolio supervision, written financial plans, and participant-level education for defined contribution and defined benefit plans.
The firm primarily practices passive investment management, constructing portfolios with index mutual funds and exchange-traded funds to capture targeted asset-class exposures, while also using fundamental, technical, and cyclical analysis to evaluate sectors and individual securities. Account construction and monitoring are driven by client objectives, tax considerations, and annual reviews, with clients able to impose reasonable investment restrictions.
A distinctive disclosure is the firm’s affiliation with a broker-dealer and that certain principals are licensed to act as registered representatives and to sell life and health insurance, activities that can generate separate transaction-based compensation and create potential conflicts of interest. The firm also recommends Charles Schwab for custody and receives institutional support through Schwab’s platform, and its continuity disclosures state the business would be dissolved if the principal were deceased—points prospective clients may wish to review.
Client services
Financial planning
Portfolio management
Expertise
Business ownership considerations
Business exit / sale strategy
Cash flow / budgeting
College savings (529s, UTMA, etc.)
General estate planning guidance
Fee options
Financial planning fixed fee ranges from $3,000.00 to $5,000.00, negotiable.
$0.00 - $500,000.00: 1.25% $500,000.01 - $1,000,000.00: 1.10% $1,000,000.01 - $2,000,000.00: 1.00% $2,000,000.01 - $5,000,000.00: 0.85% $5,000,000.01 - $10,000,000.00: 0.65% $10,000,000.01+: 0.50%
$300.00 per hour if financial planning engagement is terminated early.
Main office location
Goal Wealth Advisory Group, LLC
Providence RI, United States
Number of offices
2
Most active in
Goal Wealth Advisory Group, LLC has reported serving >5 clients in these states in the last 12 months.
Massachusetts · Rhode Island
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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