GMG Asset Management

GMG Asset Management provides ongoing portfolio management and investment advisory services to individuals, high‑net‑worth individuals, and business entities, documenting client goals and risk profiles in an Investment Policy Statement. The firm offers asset allocation, security selection, and regular portfolio monitoring, and clients receive quarterly account reports from custodians.

GMG combines fundamental and quantitative analysis and deploys a range of strategies, including long‑ and short‑term trading, short sales, and options, implemented in line with each client’s IPS. Although GMG requests discretionary authority, its brochure discloses that most assets are managed non‑discretionarily (approximately $913,000 discretionary versus $30,250,000 non‑discretionary as of December 2023), and it supervises both discretionary and directed accounts.

Distinctive features in the brochure include the firm’s acceptance of performance‑based fee arrangements for qualified clients and its disclosure that it manages both performance‑fee and traditional fee accounts while acknowledging and addressing related conflicts of interest. The brochure also discloses principals’ outside business activities — including insurance agency, private investment, and family‑office roles — and describes policies intended to allocate investment opportunities fairly across a small client base with a relatively large amount of AUM per client.