Global Investment Solutions, LLC

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Client assets under management

$29,739,030

Clients

16% high-net worth

Advisors

of 3 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

Low

Average account size

$334,146

About

Global Investment Solutions advises individual and high‑net‑worth clients with ongoing, discretionary portfolio management, variable annuity and variable life account management, and consulting services; it also licenses daily market‑timing signals to unaffiliated registered investment advisers. The firm’s Form ADV reports approximately $29.7 million in discretionary assets under management as of December 31, 2025, and it documents client objectives in investment policy statements.

Global’s investment process relies on quantitative and technical methods — including momentum, reversal, and high‑yield bond strategies, McClellan analysis, and sentiment calculations — and it generally requires discretionary authority to implement allocations and trades, with account reviews at least quarterly. The firm supplements its proprietary signals with third‑party research (including the McClellan Market Report) and uses allocation and rebalancing rules across strategies that range from concentrated equity baskets to diversified ETF/mutual fund allocations.

Noteworthy aspects relative to similarly sized peers include its licensing of proprietary trading signals to other RIAs under negotiated fee arrangements and its direct discretionary management of variable annuity subaccounts, both of which are less common among small advisory firms. The brochure also discloses that the firm does not typically vote client proxies (clients receive proxies directly) and that it may receive broker‑provided research and other soft‑dollar benefits.

Client services

Portfolio management Financial consulting

Expertise

Annuities Retirement income strategy Cash flow / budgeting Tax-loss harvesting Concentrated stock management

Fee options

Fixed

Monthly fixed fee between $500 and $2,500 for ongoing consulting services

Percentage

Up to 2.0% annually (negotiable, billed quarterly in advance)

Project-based

$150 per hour for consulting services

Other

Account minimum: $100,000

Main office location

Global Investment Solutions, LLC

Aliso Viejo CA, United States

Number of offices

Most active in

California · Maryland · Texas

Disclosures

Business activities & affiliations

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

Website 949-660-7960

Advisors at this firm

Roger K

Series 65

Aliso Viejo, CA

Global Investment Solutions, LLC

Roger Kliminski is a financial advisor at Global Investment Solutions, LLC with 28 years of industry experience. He holds a Series 65 designation and has been with Global Investment Solutions since 1997. Global Investment Solutions provides discretionary portfolio management, variable annuity and variable life account management, and consulting services to individual and high-net-worth clients. The firm employs quantitative and technical investment strategies and licenses proprietary trading signals to other registered investment advisers.

Annuities Retirement income strategy Cash flow / budgeting Tax-loss harvesting Concentrated stock management

Peter M

Series 65

Leonardtown, MD

Global Investment Solutions, LLC

Peter Mauthe is a financial advisor at Global Investment Solutions, LLC with 20 years of industry experience. He holds a Series 65 designation and previously worked for Flexible Plan Investments, Ltd. for ten years. Global Investment Solutions advises individual and high-net-worth clients through discretionary portfolio management, variable annuity and life account management, and consulting services. The firm uses quantitative and technical investment methods and licenses proprietary trading signals to other registered investment advisers.

Annuities Retirement income strategy Cash flow / budgeting Tax-loss harvesting Concentrated stock management

Richard C

Series 65

Aliso Viejo, CA

Global Investment Solutions, LLC

Richard Cervisi is a financial advisor at Global Investment Solutions, LLC with six years of industry experience. He holds the Series 65 designation and has been with Global Investment Solutions since 2019, following a three-year retirement period. Global Investment Solutions serves individual and high-net-worth clients with discretionary portfolio management, variable annuity and variable life account management, and consulting services. The firm employs quantitative and technical investment strategies and licenses proprietary trading signals to other registered investment advisers.

Annuities Retirement income strategy Cash flow / budgeting Tax-loss harvesting Concentrated stock management

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