Glenwood Investment Group, LLC

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Client assets under management

$199,119,131

Clients

370

14% high-net worth

Advisors

of 4 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

123

Very High

Average account size

$538,160

About

Glenwood Investment Group provides personalized financial planning and investment management to individuals, trusts, small businesses, estates and a charitable organization. The firm delivers ongoing portfolio management and financial planning services—covering retirement, estate, tax and insurance reviews—and accepts both discretionary and a limited number of non‑discretionary accounts.

GIG’s investment approach centers on strategic asset allocation using a core‑and‑satellite mix of actively managed funds, index funds and exchange‑traded funds, supported by fundamental analysis and continuous monitoring with not less than quarterly reviews and written account statements. The firm recommends discount custodians (notably Charles Schwab), trades mutual funds, ETFs, stocks and bonds, and does not participate in IPO allocations or soft‑dollar arrangements.

Noteworthy features include a multi‑office network despite a small advisory team, managing approximately $200 million for several hundred clients, and having advisers who are also licensed insurance brokers — the managing member may sell insurance and earn commissions separate from advisory fees. GIG also offers fixed‑fee financial planning engagements and the prospect of waiving or discounting planning fees when clients move into ongoing portfolio management.

Client services

Financial planning Portfolio management Newsletters or periodicals

Expertise

General retirement planning Cash flow / budgeting Income planning

Fee options

Fixed

Fixed fees for financial planning, typically $1,000 to $5,000; may require retainer

Percentage

$0 - $500,000: 1.25% $500,001 - $1,000,000: 1.00% $1,000,001 - $2,000,000: 0.75% $2,000,001+: 0.5%

Other

Account minimum: $100,000 Minimum fee: $1,250 minimum annual fee Fee-only: Fixed fees typically ranging from $1,000 to $5,000 for financial planning; fees negotiable

Main office location

Glenwood Investment Group, LLC

814 Elm Street, Suite 503

Manchester NH 03101, United States

Number of offices

Most active in

Arizona · Florida · Massachusetts · New Hampshire · Texas · Vermont

Disclosures

Business activities & affiliations

Is active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Is not active or affiliated with:

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

Facebook Website 603-606-3391

Advisors at this firm

Charles S

ChFC®, Series 63, Series 65

Manchester, NH

Glenwood Investment Group, LLC

Charles Stephen is a financial advisor at Glenwood Investment Group, LLC in Manchester, NH, holding the ChFC® designation along with Series 63 and Series 65 licenses. He has 26 years of industry experience and has been with Glenwood Investment Group since 2004. In addition to his advisory role, he is a licensed insurance broker and spends part of his time engaged in insurance-related activities. Glenwood Investment Group provides personalized financial planning and investment management services to individuals, trusts, small businesses, estates, and a charitable organization. The firm employs a core-and-satellite investment approach, combining actively managed funds, passive index funds, and ETFs, with continuous portfolio monitoring and quarterly reviews.

General retirement planning Cash flow / budgeting Income planning

John D

Series 66

Manchester, NH

Glenwood Investment Group, LLC

John Dougherty is a financial advisor with Glenwood Investment Group, LLC, holding a Series 66 designation and four years of industry experience. His background includes roles at MML Investors Services, MassMutual Life Insurance Company, Steward Partners, Raymond James Financial Services, and Renaissance Financial Corp. Outside of financial advising, he manages a rental property, handling tenant screening, lease approvals, and maintenance oversight. Glenwood Investment Group provides personalized financial planning and investment management services to individuals, trusts, small businesses, estates, and a charitable organization. The firm employs a core-and-satellite investment approach, utilizing a mix of actively managed funds, index funds, and ETFs, with client assets custodied at Charles Schwab.

General retirement planning Cash flow / budgeting Income planning

Thomas S

CFP®, Series 66

Manchester, NH

Glenwood Investment Group, LLC

Thomas Stephen is a CFP® and holds a Series 66 license with 10 years of industry experience. He has worked at Glenwood Investment Group, LLC since 2018 and previously held roles at Valmark Advisers, Inc. and Valmark Securities, Inc. He is based in Manchester, NH. Glenwood Investment Group provides personalized financial planning and investment management services to individuals, trusts, small businesses, estates, and a charitable organization. The firm uses a strategic asset allocation with a core-and-satellite approach, combining actively managed funds, index funds, and ETFs, and offers continuous portfolio supervision along with financial and non-securities advice.

General retirement planning Cash flow / budgeting Income planning

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