G
Glatt and Associates, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$32,795,903
Clients
24
21% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
24
TypicalAverage account size
$1,366,496
About
Glatt and Associates, LLC provides discretionary investment management and financial planning to individuals, pension and profit-sharing plans, trusts, estates, and business entities, managing roughly $32.8 million for a small client base. The firm also offers CFO-style management consulting for business owners and, as a California-licensed insurance agent, makes insurance recommendations that it discloses are commission-based.
Portfolios are built around asset-allocation strategies using no-load or load-waived mutual funds and exchange-traded funds, with Morningstar research used to review funds and model portfolios. The adviser emphasizes a long-term horizon, conducts at least quarterly account reviews, allows clients to impose reasonable restrictions, and accommodates clients who elect to hold individual securities within their accounts.
Distinctive features include the principal’s dual role as a licensed insurance agent and as a provider of business/CFO consulting—activities that comprise a substantial portion of the firm’s time and are uncommon among solo independent advisers. As a single-advisor practice serving about two dozen clients, the firm combines investment management, planning, consulting, and insurance recommendations in an integrated, small-team setting that differs from typical independent advisory practices.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
Wealth management
Occupation focus
Founder/Business Owner
Fee options
Summary financial planning flat fee of $500; comprehensive plans quoted separately
Less than $100,000 - $100,000: Flat fee of $1,750 annually $100,000 - $249,000: 1.75% annually $249,000 - $499,000: 1.50% annually $500,000 - $999,000: 1.25% annually $1,000,000+: 1.10% annually
Insurance services provided on commission basis; commissions disclosed to clients
CFO Management Consulting Services at $325 - $400 per hour
Account minimum: $50,000 Minimum fee: $1,750 annual flat fee for accounts under $100,000
Most active in
Glatt and Associates, LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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