Gladstone Financial LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$15,400,000
Total clients
20
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
20
Average account size
$770,000
About
Gladstone Financial provides ongoing asset management and financial consulting to individuals, high‑net‑worth clients, trusts, estates and business entities. The firm reports $15,412,000 in non‑discretionary assets under management as of December 2025 and offers continuous portfolio supervision plus as‑needed consultations rather than formal written financial plans.
The firm manages accounts on a non‑discretionary basis, meaning trades are implemented only after client approval while the adviser retains trading authority to execute agreed transactions. Investment analysis combines charting, technical, fundamental and cyclical methods and may employ long‑term, short‑term, frequent trading, margin and option strategies, with the ability to honor client‑imposed restrictions.
Distinctive features include the predominance of non‑discretionary AUM relative to peers and a requirement that clients establish custody and execution with specified custodians (Charles Schwab, Equity Institutional Trust Company and FideliTrade/Delaware). Gladstone Financial also does not aggregate client trades into block orders, does not vote proxies on clients’ behalf, and the firm’s principal maintains a separate part‑time profession outside the advisory business.
Client services
Portfolio management
Expertise
Options & derivatives strategies
Fee options
0.60% annually
Account minimum: $100,000
Main office location
Gladstone Financial LLC
Breckenridge CO, United States
Number of offices
1
Most active in
Gladstone Financial LLC has reported serving >5 clients in these states in the last 12 months.
California · Colorado
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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