Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$266,851,720
Clients
380
28% high-net worth
Advisors
6
of 6 employees
Firm type
Team
4-10 advisors or $500M+ in AUM
Clients per advisor
63
TypicalAverage account size
$702,241
Gimbal Financial serves individuals (including high-net-worth clients), trusts, estates, small businesses, retirement plans, and certain brokerage customers of Mutual Securities. The firm offers discretionary asset management through a wrap-fee program, retirement plan consulting, and variable annuity consulting services.
The firm manages wrap accounts based on client questionnaires and chosen investment objectives (for example, growth with income, growth, or aggressive growth) and uses diversified allocations across individual equities, fixed income, ETFs, mutual funds, structured products, and alternative asset-allocation funds. Account reviews are performed at least annually and investment decisions take into account domestic and global economic conditions and market volatility.
A noteworthy aspect of Gimbal is that it sponsors its own wrap-fee program, a feature that is uncommon among peer team firms, and it also provides variable annuity consulting to Mutual Securities’ brokerage customers while not serving as custodian for those assets. Gimbal operates as a six-advisor team managing roughly $290 million for about 380 clients, and its advisory representatives are also licensed to sell fixed insurance products, a disclosed potential source of commission-related conflicts.
$0 - $999,999: 1.25% $1,000,000 - $1,999,999: 1.00% $2,000,000 - $4,999,999: 0.90% $5,000,000+: Negotiable
Gimbal Financial, LLC
620 N. Rangeline Road
Carmel IN 46032, United States
Number of offices
1
Florida · Illinois · Indiana · Kentucky · Ohio · Texas
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 66
Carmel, IN
Gimbal Financial, LLC
Series 63, Series 66
Carmel, IN
Gimbal Financial, LLC
Series 63, Series 65
Carmel, IN
Gimbal Financial, LLC
Series 63
Carmel, IN
Gimbal Financial, LLC
Series 63, Series 66
Carmel, IN
Gimbal Financial, LLC
Series 65, Series 66
Carmel, IN
Gimbal Financial, LLC
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