G
Gilbert Financial, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$109,818,955
Clients
152
55% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
152
Very HighAverage account size
$722,493
About
Gilbert Financial, LLC provides customized portfolio management primarily for individuals and high net-worth individuals, and also manages accounts for trusts and corporations. Services are delivered mainly on a discretionary basis, with non‑discretionary arrangements available when requested, and client assets are custodied and administered through a qualified custodian.
The firm’s investment process uses an asset-allocation framework tailored to age, risk tolerance, employment status, and investment horizon, drawing from a firm-maintained master list of securities and research tools such as Standard & Poor’s Analytics. Portfolios emphasize domestic, dividend-paying equities combined with short-duration corporate and municipal bonds (typically not exceeding seven years) that the firm generally holds to call or maturity, supplemented by mutual funds and ETFs and implemented by averaging into positions over time.
Noteworthy aspects for a single-advisor independent firm include managing approximately $109.8 million for about 152 clients while maintaining an institutional relationship with Pershing for custody and trading. Gilbert Financial generally does not aggregate client trades, leaves proxy voting to clients rather than voting on their behalf, and maintains a formal Code of Ethics and insider trading prohibition documented in its brochure.
Client services
Portfolio management
Expertise
Income planning
Passive / index investing
Fee options
$0 - $1,000,000: 1.25% $1,000,000+: 1% Bond Portfolios+: 0.75%
Fee-only: Management fees as percentage of assets under management, billed quarterly in arrears.
Main office location
Gilbert Financial, LLC
Honeoye Falls NY, United States
Number of offices
1
Most active in
Gilbert Financial, LLC has reported serving >5 clients in these states in the last 12 months.
New York · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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