Gien Capital Management LLC

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Client assets under management

$10,860,159

Clients

0% high-net worth

Advisors

of 2 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

Very Low

Average account size

$835,397

About

Gien Capital Management LLC is a recently formed, state‑registered investment adviser (founded 2024, registered 2025) that offers discretionary asset management and standalone financial planning. The firm’s disclosed client base is composed primarily of trusts, charitable entities, business owners and estates rather than retail individual clients.

Gien constructs individualized portfolios based on documented client objectives and employs a mix of fundamental, technical, charting and cyclical analysis with periodic monitoring and rebalancing. The firm manages accounts on a discretionary basis and routinely uses third‑party sub‑advisors to manage all or part of client assets, retaining authority to select and terminate those sub‑advisors.

Noteworthy aspects include a small, concentrated roster of clients and assets under management, and a relatively high account minimum requirement, which together suggest focused, institution‑style relationships. Gien directs custody to a single institutional custodian, does not vote client proxies (clients receive proxy materials directly), and discloses that sub‑advisor fee differentials and custodial soft‑dollar benefits are potential sources of conflicts of interest.

Client services

Financial planning Portfolio management Selection of other advisers

Expertise

Wealth management

Fee options

Fixed

Financial planning fees range between $1,000 and $5,000 depending on complexity

Percentage

Up to 1.50% annually (annual fee is negotiable)

Other

Account minimum: $500,000 (may be lowered or waived at firm's discretion)

Main office location

Gien Capital Management LLC

Alpharetta GA, United States

Number of offices

Most active in

Georgia

Disclosures

Business activities & affiliations

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

727-742-4831

Advisors at this firm

Kristin M

Series 66

Alpharetta, GA

Gien Capital Management LLC

Kristin Mauger is a financial advisor at Gien Capital Management LLC with 10 years of industry experience. She holds a Series 66 designation and has previously worked at Concourse Financial Group Advisors and operated as a self-employed advisor. Gien Capital Management LLC provides discretionary asset management for pooled or institutional-style mandates and standalone financial planning. The firm uses a combination of fundamental, technical, charting, and cyclical analysis, and delegates portfolio management to selected third-party Sub-Advisors while maintaining discretionary trading authority.

Wealth management

David M

CFP®, Series 66

Alpharetta, GA

Gien Capital Management LLC

David Moore is a Certified Financial Planner (CFP®) with 12 years of industry experience. He is associated with Gien Capital Management LLC and has previously worked at Southern States LLC, Concourse Financial Group Securities Inc, and Legacy Financial Partners, LLC. Outside of his advisory work, he serves as Council Member-Treasurer for Mt. Zion United Methodist Church and provides consulting services to small business owners through Les Cheneaux Consulting. Gien Capital Management LLC offers discretionary asset management and standalone financial planning, utilizing a combination of fundamental, technical, charting, and cyclical analysis. The firm manages client assets primarily through selected third-party Sub-Advisors and operates with a small advisory team.

Wealth management

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