GFN Capital Management logo

GFN Capital Management

Updated today

Client assets under management

$79,553,222

Clients

311

39% high-net worth

Advisors

4

of 5 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

78

High

Average account size

$255,798

About

GFN Capital Management serves individuals (including high‑net‑worth clients), estates, trusts, corporations, charitable organizations and pension/profit‑sharing plans, managing discretionary and non‑discretionary accounts for its client base of roughly 300. The firm offers ongoing portfolio management, pension consulting, selection and referral to third‑party managers, and financial planning used primarily as the basis for portfolio decisions.

The firm’s investment process draws on multiple analytic methods — charting, cyclical, fundamental and technical analysis — and employs long‑term, short‑term and trading tactics alongside model portfolios and third‑party money managers, with periodic rebalancing. Fee administration is handled monthly (the firm practices “direct billing” with fees deducted from custodian accounts) and some advisory accounts include a platform fee billed monthly at an annual fixed rate of 0.04%.

Notable distinctions from many peers are that the firm sponsors a wrap fee program, maintains affiliated businesses that provide accounting and pension administration services, and discloses referral arrangements with third‑party managers that may result in referral fees. The brochure also notes the firm and its representatives may invest in or recommend securities related to client holdings (including derivatives in managed accounts) and that a substantial portion of personnel time is devoted to non‑advisory activities such as accounting, pension administration and insurance.

Client services

Portfolio management Pension consulting

Expertise

Retirement income strategy

Occupation focus

Founder/Business Owner Retired

Demographic focus

Mid-Career Professionals

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Fee options

Percentage

$100,000 - $999,999: 1.0% to 2.0% $1,000,000 - $4,999,999: 0.8% $5,000,000 - $10,000,000: 0.7% $10,000,000+: Negotiable

Commissions

Certain representatives earn commissions and 12b-1 fees via Kovack Securities, Inc. (broker-dealer). The firm itself does not receive commissions.

Subscriptions

Platform fee of 0.04% annually (0.0004), billed monthly, charged in addition to advisory fees for some accounts.

Other

Account minimum: $100,000

Main office location

GFN Capital Management

300 N. Coit Road, Suite 1300

Richardson TX 75080, United States

Number of offices

1

Most active in

Texas

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Frank P

Series 63, Series 65

Richardson, TX

GFN Capital Management

Frank Precht is a financial advisor with GFN Capital Management in Richardson, TX, holding Series 63 and Series 65 licenses and bringing 30 years of industry experience. He has worked with Kovack Securities, Inc. since 2007 and has been associated with GFN Capital Management and its related entities since 2006 and 1991 respectively. Outside of his advisory work, he manages a hunting lease in Eastland County, Texas, and is involved in cattle sales. GFN Capital Management serves individual clients, including high-net-worth individuals, as well as estates, trusts, corporations, pension and profit-sharing plans, and charitable organizations. The firm offers discretionary and non-discretionary portfolio management, pension consulting, plan administration support, and financial planning, employing multiple analytic approaches and various investment tactics.

Retirement income strategy Founder/Business Owner Retired Mid-Career Professionals
user avatar

Brandon M

Series 66

Richardson, TX

GFN Capital Management

Brandon Moore is a Series 66 licensed financial advisor with 17 years of industry experience. He has been with GFN Capital Management since 2009 and also maintains a role with Kovack Securities, Inc. Outside of his advisory work, Moore spends time refereeing youth soccer games. GFN Capital Management serves individual clients, estates, trusts, corporations, pension and profit-sharing plans, and charitable organizations. The firm offers portfolio management, pension consulting, plan administration, financial planning, and operates a wrap-fee program using multiple analytic approaches and various investment tactics.

Retirement income strategy Founder/Business Owner Retired Mid-Career Professionals
user avatar

Maurice G

Series 63, Series 65

Richardson, TX

GFN Capital Management

Maurice Glazer is a financial advisor with GFN Capital Management in Richardson, TX, holding Series 63 and Series 65 licenses and bringing 41 years of industry experience. He has been involved with multiple entities including Kovack Securities, Glazer Capital Management, and Glazer Financial Network, all spanning periods from nearly two decades to over 40 years. Outside of advisory roles, he serves as CEO of several related businesses, including pension administration and fixed insurance sales, and is involved in non-investment ventures such as a drug and alcohol abuse treatment center and a software security company. GFN Capital Management serves individual clients, including high-net-worth individuals, as well as estates, trusts, corporations, pension and profit-sharing plans, and charitable organizations. The firm offers discretionary and non-discretionary portfolio management, pension consulting, plan administration support, and financial planning, employing multiple analytic methods and tactical approaches, with access to third-party model portfolios and wrap-fee programs.

Retirement income strategy Founder/Business Owner Retired Mid-Career Professionals
user avatar

Leigh G

Series 63, Series 65

Richardson, TX

GFN Capital Management

Leigh Goldblatt is a financial advisor with GFN Capital Management in Richardson, TX, holding Series 63 and Series 65 licenses and bringing 24 years of industry experience. He has been affiliated with Kovack Securities, Inc., Glazer Capital Management, and the Glazer Financial Network throughout his career. Outside of advisory work, he is involved in several related business activities including pension administration and marketing services targeting medical professionals. GFN Capital Management serves individual clients, estates, trusts, corporations, pension and profit-sharing plans, and charitable organizations. The firm employs multiple analytic approaches and a range of investment tactics, often using third-party model portfolios, and offers discretionary and non-discretionary portfolio management along with pension consulting and plan administration support.

Retirement income strategy Founder/Business Owner Retired Mid-Career Professionals
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