GFM Asset Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$24,500,000
This total excludes 5 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
37
54% high-net worth
Advisors
1
of 3 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
37
LowAverage account size
$662,162
About
GFM serves individual investors, trusts, and retirement/pension plans with an emphasis on clients who have cross-border or international needs, offering discretionary management of separately managed accounts, financial planning, and standalone advisory work. It also provides periodic educational content and may deliver services on a subscription or per-item basis in addition to its managed-account offerings.
The firm implements client strategies using a four-part, timeline-driven framework that ties projected deposits and withdrawals to a timeline-dependent risk profile and stated beliefs, aiming to align portfolio implementation with long-term objectives. Portfolios are constructed across six defined complexity levels — from cash and funds/ETFs to individual bonds and stocks, and, for select clients, options and futures — with instrument choice tailored to each client’s profile and timeline.
GFM is unusual among peers in maintaining its principal office outside the U.S. while explicitly serving the U.S. portion of international client relationships and coordinating with affiliated advisory entities and an anticipated sub-advisor arrangement to support non‑U.S. needs. The firm also offers several less-common features for its category — negotiated performance-based fee arrangements for qualified clients, subscription/periodical educational content, and willingness to use derivatives and borrowing in select separately managed accounts — all delivered by a small, single-advisor practice focused on bespoke, timeline-oriented portfolios.
Client services
Financial planning
Portfolio management
Pension consulting
Newsletters or periodicals
Educational seminars or workshops
Expertise
Passive / index investing
Active portfolio management
Options & derivatives strategies
Occupation focus
Founder/Business Owner
Fee options
Fixed project fees or per-item fees may be charged for standalone or supplementary services; fee schedule available on request.
$0 - $250,000: 1.5% $250,001 - $1,000,000: 1.0% $1,000,001 - $5,000,000: 0.75% $5,000,001+: 0.5%
Hourly fees may apply for professional services not included in managed account fees, subject to advance quote and agreement.
Performance-based fees up to 50% of total account return over high watermark or benchmark, negotiated per account for qualified clients.
Subscription or retainer fees may be charged for financial education content, newsletters, or group services on agreed terms.
Fee-only: Separate fees for financial planning, advice, education services on hourly, per-item, monthly retainer, or subscription basis, subject to agreement and quote.
Most active in
GFM Asset Management LLC has reported serving >5 clients in these states in the last 12 months.
California · New York · Ohio
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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