G
Geoffry H. Oshman, CFP
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$15,162,812
Clients
9
67% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
9
Very LowAverage account size
$1,684,757
About
The firm provides portfolio management and financial planning to individuals (including high‑net‑worth clients), trusts, corporations, charitable organizations and estates. It reports managing about $15.16 million in client assets across 42 discretionary accounts.
The adviser tailors recommendations through a fact‑finding interview process and implements allocations predominantly with low‑cost mutual fund families and ETFs, favoring buy‑and‑hold strategies while permitting occasional shorter‑term trades; the brochure states the firm does not use technical or timing methods for equity selection. Research sources cited include Morningstar Premium, The Wall Street Journal, Barron’s, ITR Economics and AAII.
The adviser holds CFP certification, does not accept commissions or soft‑dollar benefits, does not custody client assets, and does not vote client proxies; the firm also provides limited accounting/controller services and maintains an incidental life and health insurance license. The brochure discloses a 2009 administrative reprimand and ten‑business‑day suspension for a failure to timely re‑register—an uncommon disclosure event among similar independent firms.
Client services
Financial planning
Portfolio management
Expertise
Wealth management
General retirement planning
Occupation focus
Founder/Business Owner
Fee options
$0 - $750,000: 0.167% annually $750,000+: 0.125% annually
$200 per hour for small accounts or services rendered on an as-requested basis
Fee-only: Fees charged as a percentage of assets under management or an hourly fee of $200 per hour for very small accounts; fees may be discounted or negotiated.
Main office location
Geoffry H. Oshman, CFP
Houston TX, United States
Number of offices
1
Most active in
Geoffry H. Oshman, CFP has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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