Genfi LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$44,787,130
This total excludes 12 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
62
45% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
62
Average account size
$722,373
About
GenFi serves family groups, individuals (including high-net-worth and corporate executive clients), trusts, corporations, retirement plans, tax-exempt entities and other legal entities, offering integrated investment advisory and comprehensive wealth-planning services. The firm provides discretionary and non‑discretionary portfolio management, financial planning, tax preparation, family‑office services and investment consulting for retirement plans and institutional clients.
Investment advice is tailored to each client’s objectives, time horizon, tax and estate considerations and risk tolerance, typically documented in an investment policy statement and monitored with periodic reporting and rebalancing. The firm implements recommendations using individual securities, mutual funds, ETFs and outside managers or software as appropriate, gathering client data through in‑depth interviews and questionnaires.
What is noteworthy is the affiliated tax/compliance practice and CPA background that allow the firm to provide in‑house tax preparation, multi‑year tax projections and related services as part of planning engagements—an arrangement that is uncommon among solo independent advisers. The firm also offers family‑office services and investment consulting for pension or profit‑sharing plans and manages roughly $45 million for about 62 client relationships, reflecting a small, specialized practice model.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
Equity compensation tax strategy
Retirement plans for business owners (SEP, solo 401k)
General estate planning guidance
College savings (529s, UTMA, etc.)
Options & derivatives strategies
Occupation focus
Executive
Fee options
Fixed fees mutually agreed upon for financial planning and consulting services; minimum fee per topic approximately $4,500
$0 - $500,000: 1.25% $500,001 - $2,000,000: 1.00% $2,000,001 - $10,000,000: 0.85% $10,000,001+: 0.50%
$300 per hour for financial planning or consulting services
Account minimum: $1,000,000 Minimum fee: $11,250 minimum account management fee Fee-only: Asset-based fees per tiered schedule; hourly fees at $300/hour; fixed fees mutually agreed
Main office location
Genfi LLC
1016 West Jackson
Chicago IL 60607, United States
Number of offices
1
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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