G
Genesis Capital Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$1,500,000
Clients
30
3% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
30
TypicalAverage account size
$50,000
About
Genesis Capital Management is a Maryland-registered independent advisory firm led by its sole owner/advisor and provides discretionary portfolio management and financial planning to individuals, businesses and institutional clients. The firm operates two managed-account programs (a balanced strategy and an alternative strategy) and offers retirement-plan and investment review services as part of its financial planning work.
The balanced strategy uses a proprietary analytical model to evaluate stocks, options, ETFs and mutual funds and may employ index options for hedging, while the alternative strategy emphasizes option trading and valuation techniques such as Black–Scholes and discounted cash flow models and can involve concentrated or leveraged positions. Accounts are managed on a discretionary basis and the adviser monitors and adjusts portfolios regularly.
The principal holds insurance licenses in Maryland, Virginia, and Ohio and may recommend commissionable insurance and annuity products; the brochure discloses this potential conflict of interest and notes clients may purchase recommended products through other providers. It is relatively uncommon for a solo independent adviser to both serve institutional clients and maintain an insurance brokerage affiliation while running an options‑focused alternative program and providing plan‑level review services.
Client services
Financial planning
Portfolio management
Selection of other advisers
Educational seminars or workshops
Expertise
Options & derivatives strategies
Active portfolio management
Concentrated stock management
Fee options
Financial planning services flat fee range $100 to $2,000; $50 flat fee for retirement plan or investment review services
$0+: 1.00% annually (0.25% quarterly) for Balanced Investment Strategy $500,000+: Performance fee of 20% of profits above 0.5% per month for Alternative Investment Strategy (only for qualifying clients)
Commission-based insurance products sold by the principal, Mr. Wang, as a licensed insurance agent
Financial planning services at $100 per hour
20% performance fee on profits above 0.5% per month (6% per annum) for Alternative Investment Strategy, only for clients with at least $500,000 under management or net worth over $1,000,000 (excluding primary residence)
Account minimum: $10,000 for individuals and $5,000 for IRAs (subject to change and may be reduced or waived) Fee-only: Hourly financial planning services at $100/hour; flat fees between $100 to $2,000; flat fee of $50 for retirement plan or investment review services
Main office location
Genesis Capital Management, LLC
Ellicott City MD, United States
Number of offices
1
Most active in
Genesis Capital Management, LLC has reported serving >5 clients in these states in the last 12 months.
Maryland
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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