Genesis Capital Group LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$22,500,000
Clients
30
100% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
30
TypicalAverage account size
$750,000
About
Genesis Capital Group provides discretionary investment management and financial planning to high‑net‑worth individuals as well as institutional clients such as pension plans, trusts, estates, charitable organizations, and small businesses. Engagements range from comprehensive financial plans and ongoing asset management to retainer and hourly consulting arrangements and monitoring agreements for third‑party accounts.
The firm employs a core‑satellite investment framework that uses passively managed ETFs as the core while adding active sleeves, individual securities, and tactical positions where opportunities are identified. Portfolio construction draws from a broad ETF universe (more than 900 index‑based ETFs across 28 asset classes) and may include equities, bonds, options, short positions, and other alternatives to pursue absolute returns, with discretionary management and event‑driven reviews.
Notably, Genesis emphasizes a high‑net‑worth client base — including a stated $1 million account threshold — and does not serve lower‑net‑worth individuals, a focus that is less common among independent advisers. The firm also offers formal monitoring of third‑party and retirement plan accounts, maintains a registered trademark, and documents business continuity and cybersecurity protocols that reflect a more structured operational setup than many firms of similar scale.
Client services
Financial planning
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Tax-loss harvesting
Fee options
Financial planning fees range from $2,500 to $25,000 depending on complexity; $50 flat fee for courier services
$0 - $5,000,000: 1.50% $10,000,000+: 1.00%
$500 per hour for limited scope financial planning services and follow-up implementation work
Retainer agreements starting at $5,000; fees negotiable
Account minimum: $1,000,000 Minimum fee: $15,000 annual minimum fee for investment management clients; may be waived or negotiated
Main office location
Genesis Capital Group LLC
535 Fifth Avenue, 4 Th Floor
New York NY 10017, United States
Number of offices
2
Most active in
Genesis Capital Group LLC has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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