G
GD Investment Advisers LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$14,289,806
Clients
8
100% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
8
Very LowAverage account size
$1,786,226
About
GD Investment Advisers LLC provides discretionary investment advice and portfolio management for separate accounts held by individuals, small businesses, and institutional clients, overseeing roughly $14.3 million across eight accounts. The firm generally charges asset-based management fees and, for clients who meet regulatory “qualified client” criteria, may also assess performance-based (incentive) fees.
The adviser’s investment process is grounded in fundamental analysis and seeks absolute returns over a multi-year (3–5 year) horizon through a potentially concentrated portfolio of primarily U.S. equities and options. GD Investment operates with broad discretionary authority and explicitly contemplates the use of options, derivatives, short sales, margin and other leverage, as well as occasional investments in distressed or high-yield instruments.
What is distinctive for this small firm is the combination of performance-based compensation and active derivatives usage in separately managed accounts — two features that are less common among independent advisers. The firm manages client assets internally, maintains a limited client roster, and discloses policies (including a Code of Ethics and allocation procedures) intended to address the resulting potential conflicts and risk considerations.
Client services
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Concentrated stock management
Fee options
Incentive Fee of 50% of net profits over the S&P 500 Index return, charged annually and upon withdrawals for qualified clients
Account minimum: $100,000
Main office location
GD Investment Advisers LLC
San Francisco CA, United States
Number of offices
1
Most active in
GD Investment Advisers LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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