G
GB Associates, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$25,177,788
Total clients
23
22% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
23
Average account size
$1,094,686
About
GB Associates, Inc. provides discretionary investment management and related advisory services to individuals, high‑net‑worth clients, and trusts. The firm serves a small number of clients with customized portfolio construction and ongoing supervision of accounts held at a qualified custodian.
The advisor builds portfolios primarily from individual stocks and bonds and uses a mix of fundamental and technical analysis with a generally long‑term orientation, though holdings may be traded on shorter timeframes for rebalancing, tax reasons, or changing market conditions. Clients work directly with the firm’s sole advisory professional to establish investment objectives, asset allocation, and any reasonable account restrictions; the firm may retain legacy positions when they fit a client’s overall strategy or tax profile.
Noteworthy features include a long operating history under a single, long‑tenured advisor and a relatively small client base managing roughly $25 million in discretionary assets, enabling individualized attention and direct execution through a single brokerage relationship. The firm operates on a directed‑brokerage model in which clients establish accounts at the broker the firm suggests (with negotiated custody/commission arrangements), does not participate in soft‑dollar programs, and leaves proxy‑voting decisions to clients.
Client services
Portfolio management
Expertise
Active portfolio management
Fee options
$0 - $200,000: 2.00% annually $200,000+: 1.00% annually
Account minimum: $50,000 Fee-only: Investment advisory fees based on AUM as tiered above, billed bi-annually in arrears.
Main office location
GB Associates, Inc.
Shoreview MN, United States
Number of offices
1
Most active in
GB Associates, Inc. has reported serving >5 clients in these states in the last 12 months.
Minnesota
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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