G
Gateway Wealth, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$89,451,788
Clients
105
5% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
105
Very HighAverage account size
$851,922
About
Gateway Wealth, Inc. is a small, state‑registered advisory firm that serves individual clients — including high‑net‑worth individuals — and certain retirement plans, managing roughly $89.5 million on a discretionary basis across about 105 client relationships. The firm offers comprehensive financial planning and ongoing portfolio management, with supplemental services that include tax, estate, business and insurance planning.
The firm’s investment approach is long‑term focused and typically emphasizes mutual funds and other traditional securities, with accounts reviewed at least quarterly and rebalanced as needed; it does not charge performance‑based fees. In putting together portfolios it employs both fundamental and technical analysis and manages a mix of stocks, bonds, ETFs and variable products on a discretionary basis.
Notable distinctions include that associated persons also act as registered representatives of a broker‑dealer and as insurance agents, which can result in commission and 12b‑1 compensation in addition to advisory fees — a conflict of interest the brochure discloses and flags for clients. The firm operates as a single‑advisor practice with no stated account minimum, executes client trades individually rather than in block trades, and its principal holds a CPA credential and has maintained the firm since the early 1990s, converting from SEC to state registration in 2012.
Client services
Financial planning
Portfolio management
Expertise
General tax planning
General estate planning guidance
Fee options
$0 - $1,000,000: 0.50% $1,000,001+: 0.25%
Additional commissions from securities and insurance products sold through associated persons who are Registered Representatives of Osaic Wealth, Inc.
Fee-only: Annual fixed retainer fees negotiated individually for financial planning services.
Main office location
Gateway Wealth, Inc.
Stow OH, United States
Number of offices
1
Most active in
Gateway Wealth, Inc. has reported serving >5 clients in these states in the last 12 months.
Ohio
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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