Gateway Financial Advisors Texas, LLC

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Client assets under management

$34,640,012

Clients

101

7% high-net-worth

Advisors

of 2 employees

Firm type

Supported

1-4 advisors or >$200M in AUM

Clients per advisor

Typical

Average account size

$342,970

About

Gateway Financial Advisors Texas serves individual and high-net-worth clients with tailored portfolio management and ongoing comprehensive financial planning. The firm develops client-specific investment policy statements, implements discretionary portfolios, and delivers written or electronic financial plans and follow-up as part of its ongoing planning service.

The adviser combines fundamental and technical analysis with Modern Portfolio Theory to construct diversified portfolios aligned with each client’s goals and risk tolerance. Accounts are reviewed on a regular schedule with quarterly reporting and continuous monitoring, and the firm documents client-imposed restrictions and investment objectives in each client file.

Distinctive features noted in the brochure include a Certified Divorce Financial Analyst credential held by the firm’s principal and a disclosed practice of transacting insurance business as an ancillary activity, both of which shape the firm’s niche service mix and conflict disclosures. As a small, two-advisor firm managing roughly $34–35 million on a supported platform, the firm also leverages platform-provided conferences, seminars, and educational materials and issues periodic written communications to clients — practices the brochure highlights that are less common among peers.

Client services

Financial planning Portfolio management Newsletters or periodicals Educational seminars or workshops

Expertise

Divorce financial planning Cash flow / budgeting General tax planning

Fee options

Percentage

$250,000 - $500,000: 1.25% $500,001 - $1,000,000: 1.00% $1,000,001 - $2,000,000: 0.85% $2,000,001 - $3,000,000: 0.75% $3,000,001+: Negotiable

Commissions

Insurance product commissions are earned by Diane Hall separately from advisory fees

Other

Account minimum: $250,000 Fee-only: Ongoing Comprehensive Financial Planning: $100.00 per month, Initial comprehensive plan fee: $500 (may be reduced or waived)

Main office location

Gateway Financial Advisors Texas, LLC

Lampasas TX, United States

Number of offices

Most active in

Texas

Disclosures

Business activities & affiliations

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

Facebook X 2107574522

Advisors at this firm

Mallory M

Series 63, Series 66

Lampasas, TX

Gateway Financial Advisors Texas, LLC

Mallory Moore is a financial advisor at Gateway Financial Advisors Texas, LLC with four years of industry experience. She holds the Series 63 and Series 66 designations. Prior to joining Gateway Financial Advisors Texas in 2025, she worked at First Trust Advisors L.P. and First Trust Portfolios L.P. from 2021 to 2025. Outside of finance, she manages Tres Playas Quarter Horses, LLC, a horse breeding business in Lampasas, TX. Gateway Financial Advisors Texas serves individual and high-net-worth clients with tailored portfolio management and comprehensive financial planning. The firm combines fundamental and technical analysis with Modern Portfolio Theory to build diversified portfolios aligned with client goals and risk tolerance.

Divorce financial planning Cash flow / budgeting General tax planning

Diane H

Series 63, Series 66

Lampasas, TX

Gateway Financial Advisors Texas, LLC

Diane Hall is a financial advisor with Gateway Financial Advisors Texas, LLC, holding Series 63 and Series 66 licenses and bringing 31 years of industry experience. Her career includes roles at Cambridge Investment Research, Inc. and Smarter Financial Solutions. Outside of advising, she manages an equine business and holds the Certified Divorce Financial Analyst designation, providing specialized divorce planning services. Gateway Financial Advisors Texas serves individual and high-net-worth clients with tailored portfolio management and comprehensive financial planning. The firm combines fundamental and technical analysis with Modern Portfolio Theory to build diversified portfolios aligned with clients’ goals and risk tolerance, offering regular reviews and ongoing monitoring.

Divorce financial planning Cash flow / budgeting General tax planning

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