Gateway Capital Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$28,194,532
This total excludes 2 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
23
22% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
23
TypicalAverage account size
$1,225,849
About
Gateway Capital Management is a small, independent registered investment adviser that provides discretionary portfolio management and written financial planning to individuals, high‑net‑worth individuals, trusts, estates, charitable organizations and business entities. Services are delivered on a one‑on‑one basis with tailored investment solutions and ongoing account supervision.
The firm uses multiple methods of analysis — including fundamental, technical, cyclical and charting approaches — and implements both long‑ and short‑term purchase strategies as appropriate, with account reviews conducted at least quarterly. It tailors investment restrictions to client requests and does not vote client proxies, leaving proxy materials and voting decisions to clients or their designees.
Distinctive aspects include that the firm’s principal maintains a separate accounting practice and is a Certified Public Accountant, allocating roughly 10% of his time to accounting work and referring clients between tax/accounting and advisory services as appropriate. The firm’s brochure also discloses a 2013 regulatory finding involving a misrepresentation of CPA status and failures to update and deliver Form ADV, which was resolved by an administrative fine; prospective clients are encouraged to review the firm’s disciplinary history on the public adviser‑info site.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
General retirement planning
General tax planning
Fee options
Fixed fees for financial planning services typically between $500 and $10,000.
$0 - $500,000: 0.75% $500,001 - $1,000,000: 0.60% $1,000,001 - $3,000,000: 0.50% $3,000,001 - $5,000,000: 0.35% $5,000,001+: 0.20%
Account minimum: No minimum account size required; however, a minimum annual fee of $1,000 is required. Minimum fee: Minimum annual fee of $1,000 for asset management services. Fee-only: Financial planning services offered under a fixed fee arrangement ranging from $500 to $10,000.
Main office location
Gateway Capital Management
Parkland FL, United States
Number of offices
1
Most active in
Gateway Capital Management has reported serving >5 clients in these states in the last 12 months.
Florida
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")