Gates Investment Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$22,800,000
Total clients
124
16% high-net worth
Total advisors
2
of 2 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
62
Average account size
$183,871
About
Gates Investment Advisors provides personalized investment management and financial planning services primarily to individual and high‑net‑worth clients. The firm offers both discretionary and non‑discretionary portfolio management and tailors recommendations around cash‑flow, retirement, tax planning, insurance review, and an asset‑class allocation and risk analysis for each client.
The firm’s investment approach is goal‑based and uses client questionnaires and consultations to set objectives, time horizons, and risk tolerance; analysis may include fundamental, technical, and cyclical methods, and accounts are reviewed regularly with reports at least quarterly. Custodians are selected based on execution and reporting considerations, and the firm monitors portfolios and conducts ad hoc reviews when market or client circumstances change.
A noteworthy distinction is that, while the advisory business states it does not sell commissioned products, firm principals maintain affiliated insurance and tax‑preparation businesses and may, from time to time, offer insurance products or tax services to clients for additional compensation. These affiliated activities and the resulting potential conflicts of interest are disclosed to clients and are managed by the firm through fiduciary obligations and client choice regarding whether to purchase those products or services.
Client services
Expertise
Fee options
$0 - $500,000: 1.00% $500,001 - $1,000,000: 0.75% $1,000,001+: 0.50%
Minimum fee: Minimum fee of $1,000 per year Fee-only: Yes, fee-based investment management only, no commissions.
Main office location
Gates Investment Advisors, LLC
3101 N Green River Road, Suite 830
Evansville IN 47715, United States
Number of offices
1
Most active in
Indiana · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Forms ADV
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