Garrison Phillips, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$7,008,000
Clients
17
41% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
17
LowAverage account size
$412,235
About
Garrison Phillips, LLC provides investment advisory, investment management, financial planning and retirement plan advisory services to individuals, high‑net‑worth clients, institutions, corporations, trusts, estates and qualified plan accounts. The firm reports discretionary management of approximately $7.0 million in client assets and an additional $27.5 million in assets under advisement while operating as a solo independent adviser.
The firm applies a global macro-economic framework with sector rotation to set strategic benchmarks and tactical allocations, typically using ETFs for equity exposure and individual fixed‑income securities (often held to maturity) for bond exposure; hedging is used selectively. Garrison Phillips also engages outside managers where appropriate, conducts due diligence on sub‑advisors, and maintains proprietary accounts to develop and test investment methodologies before wider client application.
What is distinctive about the firm relative to many small independent advisers is its explicit pension and retirement‑plan consulting practice and work for institutional plan sponsors, including evaluation of plan investments, fiduciary guidance and vendor analysis, which the brochure notes is an offered service line. The firm also discloses insurance‑related activities—life, health and annuity guidance and sales—and combines investment management with insurance brokerage and consulting services, an arrangement that is uncommon among peers.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Expertise
Cash flow / budgeting
Retirement plans for business owners (SEP, solo 401k)
Business Financial Management
Fee options
Fixed prices for planning services starting at $1,000 up to $7,500 for comprehensive plans
$0 - $1,000,000: 1.10% to 1.50% per annum $1,000,000 - $2,500,000: 1.00% per annum $2,500,000 - $4,000,000: 0.80% per annum $4,000,000+: 0.75% or lower per annum
$300 to $500 per hour for planning services
Account minimum: $250,000 Fee-only: Hourly rates from $300 to $500 per hour; Fixed fees from $1,000 to $7,500 depending on complexity
Main office location
Garrison Phillips, LLC
800 Westchester Avenue, Suite 641 North
Rye Brook NY 10573, United States
Number of offices
2
Most active in
Garrison Phillips, LLC has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Forms ADV
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