Gargas Investments LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$8,839,076
Clients
37
3% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
37
HighAverage account size
$238,894
About
The firm provides ongoing discretionary and non‑discretionary portfolio management, financial planning, and retirement plan consulting to individuals, families, and businesses. It serves a small client base (37 clients) and manages roughly $8.84 million in client assets, with engagements tailored to each client’s needs and documented in a written agreement.
Its investment approach is grounded in modern portfolio theory and seeks global diversification using primarily mutual funds and exchange‑traded funds, supplemented when appropriate by fundamental analysis, market trend and economic cycle analysis. The firm evaluates and documents client risk tolerance, accepts both discretionary and non‑discretionary authority, and may use strategies that include margin, options, and short‑term trading—each of which can increase risk.
A noteworthy feature is the principal’s concurrent insurance business: the firm’s brochure discloses that clients may be offered insurance products through an affiliated insurance practice and that such placements generate customary commissions, creating a potential conflict of interest. The firm is a recently established, single‑adviser practice with prior industry experience and oversight credentials, and as of December 31, 2025 it reported managing all assets on a discretionary basis.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
Fee options
Up to $2,500 for individuals and up to $10,000 for businesses for financial planning services
$0 - $1,000,000: 1.250% annually $1,000,001 - $5,000,000: 1.125% annually $5,000,001+: 1.000% annually
$175 to $250 per hour for financial planning services
Fee-only: 0.25% to 1.00% annually for non-management advisory services, negotiated in advance
Main office location
Gargas Investments LLC
1977 Cabin Drive, Suite 208
Van Buren MO 63965, United States
Number of offices
1
Most active in
Gargas Investments LLC has reported serving >5 clients in these states in the last 12 months.
Missouri · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")