Gambit Capital Management, LLC

Gambit Capital Management provides discretionary investment management primarily to individual investors (including accredited and high‑net‑worth clients) and to employer plan sponsors, and manages most client assets on a discretionary basis. The firm also offers complementary services described in its brochure — including financial planning, tax planning and preparation, and ongoing financial coaching — alongside employee benefit plan consulting and an Outsource CIO service for other advisers.

The firm’s investment process combines fundamental and cyclical analysis with asset‑and‑liability matching and tailored asset allocation, using ETFs, individual debt and equity securities, mutual funds, derivatives and commodities. Gambit documents use of options strategies and other derivatives as part of its toolkit and discusses the attendant risks (including covered‑call activity), practices that are less common among similarly sized team firms.

Distinctive elements in Gambit’s practice include its recent expansion into tax preparation and financial coaching, its work advising accredited clients on private placements and DSTs, and an affiliation with insurance entities that can provide life, health and agricultural insurance products. The brochure also discloses custody and execution relationships (Interactive Brokers and Charles Schwab) that provide technology and soft‑dollar benefits, which the firm notes may factor into its operational recommendations.