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Gallatin Financial Advisors, LLC

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Client assets under management

$47,668,966

Clients

79

82% high-net worth

Advisors

3

of 3 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

More info

Clients per advisor

26

Low

Average account size

$603,405

About

Gallatin Financial Advisors serves primarily individual clients, including high-net-worth households, providing portfolio management, comprehensive financial planning, consulting, subscription retainer wealth‑planning (Bronze–Platinum) and company‑sponsored retirement plan consulting. The firm manages accounts on a discretionary basis and also offers one‑time and hourly consulting projects.

Investment implementation is driven by asset‑allocation planning and security analysis that can include fundamental, technical and cyclical methods, with accounts monitored regularly and model portfolios available through the firm’s custodial platform. Clients can access ongoing planning and check‑in opportunities via tiered subscription plans or receive traditional account management with quarterly reporting.

The firm is notable among peers for the integration of accounting and insurance activities into its adviser roster: several advisers hold CPA credentials and provide tax services (including one adviser who operates a separate tax practice and devotes substantial time to it), and multiple representatives are licensed to sell insurance and earn customary commissions. These overlapping tax and insurance activities — and the firm’s disclosure that representatives may receive commissions — are presented in the brochure as potential conflicts of interest and are addressed through disclosure and supervisory procedures.

Client services

Financial planning Portfolio management Pension consulting

Expertise

General retirement planning Income planning Debt management Cash flow / budgeting General estate planning guidance

Fee options

Fixed

Retainer service fixed fees by level: Bronze $1,200 one-time or $129/month; Silver $2,400 one-time or $219/month; Gold $3,900 one-time or $359/month; Platinum $6,200 one-time or $459/month

Percentage

$0 - $100,000: 1.50% annually $100,001 - $500,000: 1.25% annually $500,001 - $2,000,000: 1.00% annually $2,000,001 - $5,000,000: 0.80% annually $5,000,001 - $10,000,000: 0.60% annually $10,000,001+: 0.50% annually

Commissions

Gallatin Financial Advisors, LLC representatives may receive customary commissions from insurance product sales.

Project-based

$250 per hour for Consulting Services

Other

Account minimum: No general conditions exist relating to accepting a client for Gallatin Financial Advisors, LLC’s Management or Consulting Services.

Main office location

Gallatin Financial Advisors, LLC

Mequon WI, United States

Number of offices

2

Most active in

More info

California · Illinois · Pennsylvania · Wisconsin

Disclosures

More info

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

More info

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

Website 773-332-0499

Advisors at this firm

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user avatar

Matthew A

CFP®, CFA®, Series 66

Mequon, WI

Gallatin Financial Advisors, LLC

Matthew Arndt is a CFP® and CFA® with 18 years of industry experience. He has been with Gallatin Investments, LLC since 2012. Outside of his advisory role, he is also a CPA and provides tax return services through a separate accounting practice. Gallatin Financial Advisors serves primarily individual and high-net-worth clients, offering portfolio management, comprehensive financial planning, and retirement plan consulting. The firm employs a disciplined investment approach based on asset allocation and security analysis, providing clients with discretionary account management and tiered subscription planning options.

General retirement planning Income planning Debt management Cash flow / budgeting General estate planning guidance
user avatar

Samuel B

Series 65

San Luis Obispo, CA

Gallatin Financial Advisors, LLC

Samuel Bravo is a financial advisor at Gallatin Financial Advisors, LLC with one year of industry experience. He holds a Series 65 designation and has worked at Gallatin Financial LLC since 2024. Outside of advising, he owns and operates Compass Tax Advisors, Inc., providing accounting, bookkeeping, and tax preparation services. Gallatin Financial Advisors serves primarily individual clients, including high-net-worth households, offering portfolio management, comprehensive financial planning, and company-sponsored retirement plan consulting. The firm emphasizes asset-allocation planning and security analysis, providing discretionary account management along with tiered subscription-based ongoing planning options.

General retirement planning Income planning Debt management Cash flow / budgeting General estate planning guidance
user avatar

John M

Series 63, Series 65

Wexford, PA

Gallatin Financial Advisors, LLC

John Mccarthy is a financial advisor at Gallatin Financial Advisors, LLC with nine years of industry experience. He has worked at Cetera Investment Advisers LLC and Cetera Advisor Networks LLC, and has been self-employed since 2018. In addition to his advisory role, he is an insurance agent selling fixed life insurance. Gallatin Financial Advisors serves primarily individual clients, including high-net-worth households, offering portfolio management, comprehensive financial planning, and retirement plan consulting. The firm employs an asset-allocation driven investment approach with regular account monitoring and provides clients with tiered subscription plans for ongoing planning or traditional account management.

General retirement planning Income planning Debt management Cash flow / budgeting General estate planning guidance
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