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GA Pincus Funds, LLC

Updated today

Client assets under management

$62,121,626

Clients

150

24% high-net worth

Advisors

2

of 2 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

75

High

Average account size

$414,144

About

GA Pincus Funds, LLC provides investment advisory services to individuals (including high-net-worth clients) and to entities such as corporations, trusts, employee benefit plans, and charities. The firm offers both discretionary and non-discretionary portfolio management focused on ETF-based strategies and does not participate in wrap-fee programs.

The adviser implements a proprietary ETF diversification strategy that combines strategic asset allocation with tactical asset-allocation tilts, selecting ETFs based on tracking quality and cost and rebalancing via a proprietary algorithm loosely based on the 5/25 rebalancing rule. Portfolios are continuously monitored through the firm’s software, and the firm states it will manage taxable accounts with attention to tax efficiency where possible.

Notable distinctions include leadership with specialist ETF industry and ETF-technology experience and the firm’s ownership of related businesses such as an ETF-focused technology firm and a financial due diligence practice, maintained on a limited part-time basis. The firm also maintains a referral/partnership arrangement with another advisory firm under which that partner retains client relationships, and it forgoes aggregation of block orders by submitting trades simultaneously through its custodian’s APIs to provide consistent execution pricing.

Client services

Portfolio management

Expertise

Passive / index investing Active portfolio management Tax-loss harvesting

Fee options

Percentage

$0+: 1.00% annually for discretionary assets $0+: 0.50% annually for non-discretionary assets

Main office location

GA Pincus Funds, LLC

Brentwood TN, United States

Number of offices

1

Most active in

Illinois · New York · Tennessee · Texas

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Gabriel P

Series 63, Series 65

Brentwood, TN

GA Pincus Funds, LLC

Gabriel Pincus is the principal of GA Pincus Funds, LLC, an independent investment advisory firm based in Brentwood, TN. He holds Series 63 and Series 65 licenses and has 10 years of industry experience. He also works with Kramer Projects and has a background in ETF markets and financial technology. GA Pincus Funds, LLC manages approximately $60 million across 160 accounts, serving individuals and various client types. The firm employs a technology-driven approach to portfolio management, focusing on ETF-based discretionary accounts with a proprietary diversification framework and algorithmic rebalancing.

Passive / index investing Active portfolio management Tax-loss harvesting
user avatar

Karyna H

Series 65

Brentwood, TN

GA Pincus Funds, LLC

Karyna Hawthorne is a financial advisor at GA Pincus Funds, LLC, holding a Series 65 designation with two years of industry experience. Her prior work includes roles at Tailwind Financial LLC, Tailwind CPA, and positions in accounting and corporate sectors such as Unilever and Capgemini. In addition to advisory work, she is a staff accountant at Tailwind CPA, a CPA firm. GA Pincus Funds, LLC provides investment advisory and portfolio management services primarily to individual clients, managing approximately $60 million across 160 accounts. The firm employs a technology-driven approach focused on ETF-based portfolios, combining strategic and tactical asset allocation with a proprietary diversification framework and algorithmic rebalancing.

Passive / index investing Active portfolio management Tax-loss harvesting
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