G&S Capital LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$475,619,241
Total clients
421
37% high-net worth
Total advisors
5
of 9 employees
Firm size
Team
4-10 advisors or $500M+ in AUM
Average clients per advisor
84
Average account size
$1,129,737
About
G&S Capital LLC provides discretionary investment management, financial planning, and retirement-plan advisory services to individuals, high-net-worth clients, families, businesses, and ERISA plans. The firm manages client accounts directly, advises on assets held away, and offers both limited-scope ERISA 3(21) advice and full discretionary 3(38) investment-manager services.
Investment programs are tailored to each client’s stated objectives and risk tolerance using fundamental and technical analysis, asset allocation, and regular portfolio monitoring overseen by an investment committee formed in conjunction with Kotys. The firm discloses the use of derivative-based and structured-product strategies in separately managed accounts — including options (covered calls, long puts, cash-secured puts), structured notes, inverse/enhanced ETFs or ETNs, interval funds, and margin — and may allocate to independent managers or private investments while treating cash as an asset class.
What sets G&S apart from many team firms is its explicit, routine incorporation of options and other derivative or structured products into client accounts, a practice that is statistically uncommon among peers. The brochure also notes operational arrangements with an unaffiliated adviser (Kotys) whose representatives act as authorized agents to implement trades at G&S’s direction, and that G&S will not exercise discretionary authority to purchase cryptocurrencies for client accounts.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
Retirement plans for business owners (SEP, solo 401k)
Equity compensation tax strategy
Options & derivatives strategies
Private / alternative investments
Occupation focus
Founder/Business Owner
Retired
Demographic focus
Mid-Career Professionals
Fee options
$0 - $499,999: 1.40% $500,000 - $999,999: 1.30% $1,000,000 - $1,999,999: 1.10% $2,000,000 - $4,999,999: 0.90% $5,000,000 - $9,999,999: 0.80% $10,000,000 - $24,999,999: 0.60% $25,000,000+: Negotiable
$250 per hour for financial planning and consulting services
Account minimum: $500,000 Minimum fee: Minimum annual fee of $6,500 Fee-only: Hourly fee of $250 for financial planning and consulting; may be reduced or waived for clients with assets managed by G&S.
Main office location
G&S Capital LLC
7887 E. Belleview Ave., Suite 1225
Denver CO 80111, United States
Number of offices
1
Most active in
G&S Capital LLC has reported serving >5 clients in these states in the last 12 months.
Arizona · California · Colorado · Florida · Indiana · Montana · Nebraska · New York · South Carolina · Texas · Washington
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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