F
Fullington & Associates, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$13,250,946
Clients
22
41% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
22
TypicalAverage account size
$602,316
About
Fullington & Associates provides ongoing, discretionary portfolio management for individual clients and offers financial planning on both a comprehensive and limited-scope basis. The firm’s brochure reports it manages approximately $13.9 million in client assets and begins client relationships with an initial interview to document financial circumstances, objectives, time horizon, and risk tolerance.
The firm customizes portfolios to each client’s objectives and risk profile and executes investment decisions on a discretionary basis. Its stated analytical approach combines fundamental research with technical/charting and cyclical analysis alongside asset-allocation strategies, and accounts are monitored daily with formal reviews at least quarterly and optional more frequent performance reporting.
Noteworthy aspects disclosed in the brochure include an explicit prohibition on performance-based fees, a written Code of Ethics, and a practice of not accepting referral fees or other third‑party compensation. The firm also uses an independent custodian for client assets, does not vote client proxies, and offers clients the option of annual in-person reviews.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
Fee options
Financial planning services generally for a flat fee of $450
$0 - $100,000: 1.00% $100,001 - $1,000,000: 0.50% $1,000,001+: 0.40%
Account minimum: $25,000 Minimum fee: Minimum quarterly advisory fee of $85 ($340 annually)
Main office location
Fullington & Associates, LLC
Lake Charles LA, United States
Number of offices
1
Most active in
Fullington & Associates, LLC has reported serving >5 clients in these states in the last 12 months.
Louisiana · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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