Full Compass Investment Advisors

Full Compass Investment Advisors provides customized investment management and financial advice to individuals, families, trusts, retirement plans and charitable organizations, managing approximately $950,753 in discretionary assets across a very small client base. Accounts are managed on both discretionary and non-discretionary bases and typically hold diversified portfolios of equities, fixed income and cash equivalents in separately managed accounts.

The firm uses a multi‑disciplined, institutional‑style approach that combines proprietary fundamental research with quantitative screening and qualitative analysis to tailor portfolios to clients’ objectives, time horizons and risk tolerances. Investment strategies include income, growth with income, long‑term growth and an aggressive growth option, and risk management tools such as hedging, options, short selling and margin may be used when appropriate for a client’s stated risk profile.

The proprietor brings over 40 years of Wall Street experience, including hedge fund portfolio management and sell‑side health care research, and holds a CFA designation, which informs the firm’s emphasis on original research and risk management. FCIA does not charge performance‑based fees—a practice used by only a small minority of peers—and discloses prior administrative revocations of state certification in 2016 and 2019 that were subsequently remedied through re‑registration and a consent order.