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FSG Financial Services, Inc.

Updated today

Client assets under management

$52,340,000

Clients

163

8% high-net worth

Advisors

3

of 3 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

54

Typical

Average account size

$321,104

About

FSG Financial Services, Inc. serves individual investors, including both high-net-worth and non‑HNW clients, providing discretionary asset management, portfolio monitoring, and related advisory services. The firm reports managing roughly $52 million for about 163 clients and may engage sub‑advisors to implement investment models on client accounts.

FSG builds client-specific strategies using a mix of fundamental, technical, charting, and cyclical analysis and documents objectives in client profiles; clients grant discretionary trading authority but may impose written restrictions. Account reviews are performed at least quarterly (and more often when market conditions dictate), custodians send statements directly to clients, and the firm does not vote proxies on client securities unless asked to provide assistance.

Compared with many peers, FSG routinely offers free educational seminars and workshops for the public, and the firm’s principal maintains affiliated insurance and tax businesses and is credentialed as an enrolled agent, spending a substantial portion of time on those activities. Those outside business activities and affiliations are disclosed in the firm’s materials and noted as potential conflicts of interest that the firm says it seeks to mitigate through disclosures, procedures, and its fiduciary obligations.

Client services

Financial planning Portfolio management Selection of other advisers Educational seminars or workshops

Expertise

Wealth management

Fee options

Percentage

Up to 1.00% annually (FSG fee) plus 0.35% sub-advisor fee, total up to 1.35% annually; total fees not to exceed 3% annually

Other

Minimum fee: Minimum fees may be waived or negotiated; no specific minimum fee amount stated Fee-only: Fees are charged based on assets under management; no commissions received by the firm for securities sales

Main office location

FSG Financial Services, Inc.

10001 W. Bell Road, Suite 148

Sun City AZ 85351, United States

Number of offices

2

Most active in

Arizona · California · Nevada

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Quick links

Advisors at this firm

user avatar

Jo Ann R

Series 65

Sun City, AZ

FSG Financial Services, Inc.

Jo Ann Regan is a financial advisor with FSG Financial Services, Inc. in Sun City, AZ, holding a Series 65 credential and eight years of industry experience. She has held leadership roles at affiliated firms including FSG Tax Advisors, Inc. and Financial Security Group of AZ, Inc., where she serves as president and insurance agent. Regan is also involved in tax preparation and resolution services through FSG Tax Advisors. FSG Financial Services provides discretionary investment management and portfolio oversight primarily for individual clients, tailoring strategies to client objectives, time horizons, and risk tolerances. The firm employs a mix of fundamental, technical, charting, and cyclical analysis and operates with delegated discretion, conducting periodic account reviews and offering educational seminars.

Wealth management
user avatar

Dewey G

Series 65

Sun City, AZ

FSG Financial Services, Inc.

Dewey Gough is a financial advisor at FSG Financial Services, Inc. with a Series 65 credential and three years of industry experience. He has been with FSG Financial Services since 2022 and is also involved with Financial Security Group of AZ, Inc., where he serves as an Administrative Manager. FSG Financial Services provides discretionary investment management and portfolio oversight primarily for individual clients, using a range of analytical approaches tailored to clients’ objectives and risk tolerance. The firm also conducts public educational seminars and manages accounts with delegated discretion, including the use of sub-advisors.

Wealth management
user avatar

Gerald B

Series 63, Series 65

Sun City, AZ

FSG Financial Services, Inc.

Gerald Barnes is a financial advisor at FSG Financial Services, Inc. with eight years of industry experience. He holds Series 63 and Series 65 licenses and has worked at several firms, including Client One Securities LLC and OnPointe Advisory and Financial Services LLC. Barnes also serves as an insurance agent with Financial Security Group of AZ, Inc., dedicating about half of his time to selling fixed and index annuities. FSG Financial Services provides discretionary investment management and portfolio oversight primarily for individual clients, tailoring strategies to client objectives using a combination of fundamental, technical, charting, and cyclical analysis. The firm employs sub-advisors under delegated discretion and offers public educational seminars alongside its investment services.

Wealth management
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