Freemind Financial Advisory
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$6,874,885
Total clients
14
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
14
Average account size
$491,063
About
FreeMind Financial Advisory Inc. serves individuals (including high-net-worth clients), businesses, and charitable organizations, offering asset management, financial planning, estate planning, advisor fee reduction, retirement plan services, and fractional CFO services. The state-registered firm manages roughly $6.9 million in discretionary client assets for a small client base.
The firm’s investment process emphasizes fundamental analysis and tailored asset-allocation across ETFs, mutual funds, individual equities and bonds, with portfolios constructed to match each client’s goals and monitored regularly, generally with at least annual reviews. FreeMind typically manages accounts on a discretionary basis and may rebalance or reallocate holdings in response to market conditions or changed client objectives.
What is distinctive about FreeMind is its explicit focus on retirement plan services and business-oriented financial advisory work — including assistance with workplace plan design, implementation, and ongoing plan management — offerings that are less common among independent advisers. The firm also provides advisor-fee-reduction services, offers fractional CFO support for business clients, and maintains an institutional platform relationship with Altruist for custody and operational support, combining pension/plan consulting and hands-on business finance services within a small advisory practice.
Client services
Financial planning
Portfolio management
Pension consulting
Fractional cfo services, estate planning, and third-party fee negotiation
Fractional cfo services, estate planning, and third-party fee negotiation
Expertise
Wealth management
Retirement plans for business owners (SEP, solo 401k)
Occupation focus
Founder/Business Owner
Fee options
Estate Planning fees are flat-dollar amounts based on complexity; Financial Planning and Fractional CFO Services may have project-based flat fees; Retirement Plan Services have a one-time setup flat fee
Up to 1.50% annually on assets under management
Financial Planning and Fractional CFO Services charged at $300 per hour
Account minimum: FreeMind generally does not impose a minimum relationship size. Minimum fee: Monthly minimum fee of $50 if asset-based fee is not met Fee-only: Fees are based on advisory services only, no commissions received
Main office location
Freemind Financial Advisory
Shirley NY, United States
Number of offices
1
Most active in
Freemind Financial Advisory has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Forms ADV
Quick links
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