Freedom Capital Management, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$12,000,000
Clients
45
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
45
HighAverage account size
$266,667
About
Freedom Capital Management is a small independent advisory firm operating with a single advisor and managing about $12 million for roughly 45 individual clients. The firm provides portfolio management and ongoing investment advisory services to individual (non-institutional) clients.
The firm delivers adviser-led, hands-on portfolio management typical of solo practitioners, with the chief compliance officer also serving as the firm’s principal and handling compliance responsibilities internally. The firm’s ADV also discloses that it engages in broker-dealer activity in addition to advisory services, and that activity is incorporated into how it manages client relationships.
The co-location of advisory and broker-dealer activity is a notable departure from most independent advisers, where broker-dealer involvement is rare. As a very small, single-advisor operation with centralized compliance oversight and a public website, the firm’s structure supports direct access to the adviser and consolidated administration.
Client services
Portfolio management
Fee options
Most active in
Freedom Capital Management, Inc. has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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