F
Fred Miller & Assoc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$625,000
Clients
3
100% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
3
Very LowAverage account size
$208,333
About
Fred Miller & Assoc. provides discretionary portfolio management and investment advisory services primarily to high‑net‑worth individuals and to institutional clients. The firm reports a very small client base (three clients) and total assets under management of about $625,000.
According to the firm’s Form ADV, it delivers portfolio management for both individual and institutional accounts and charges fees based on a percentage of assets under management; the brochure also describes its account review practices (Items 4, 7, 13). The ADV references the firm’s investment methods and risk discussion (Item 8), indicating a focus on individualized management rather than standardized products.
What is distinctive about the firm is that it reports institutional portfolio management despite serving a very small number of clients and modest AUM, a combination that is uncommon among independent advisers. The brochure also documents the firm’s brokerage and custody disclosures (Items 12, 15), which may be relevant given its atypical mix of client types and the concentrated client roster.
Client services
Financial planning
Portfolio management
A small amount of sector rotation and reallocation of assets.
A small amount of sector rotation and reallocation of assets.
Main office location
Fred Miller & Assoc.
Baton Rouge LA, United States
Number of offices
1
Most active in
Fred Miller & Assoc. has reported serving >5 clients in these states in the last 12 months.
Louisiana
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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