Franklin Legacy Financial, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$12,573,887
Clients
142
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
142
Very HighAverage account size
$88,549
About
The firm provides personalized financial planning and non-discretionary investment management to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations and small businesses. It is a state-registered, fee-based investment adviser that delivers advice through client consultations and does not act as a custodian of client assets.
Investment strategies are tailored to each client’s goals, time horizon and documented risk tolerance, drawing on fundamental, technical and cyclical analysis to select investments. Management is non-discretionary—recommended trades are executed only after prior client approval—and accounts are reviewed periodically with custodial statements provided at least quarterly.
A distinctive feature disclosed in the brochure is that the firm’s managing member also operates as a licensed insurance agent and devotes approximately half of his professional time to insurance activities, receiving customary commissions for those sales. The firm acknowledges the potential conflict of interest from that separate insurance practice and states clients are under no obligation to purchase insurance through the advisor and may obtain products from other agents.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
General tax planning
Fee options
$0 - $100,000: 1.50% annually $100,001 - $250,000: 1.25% annually $250,001 - $500,000: 1.00% annually $500,001+: 0.75% annually
Fee-only: Negotiable fixed fee between $500 and $3,000 for financial planning and consulting fees
Main office location
Franklin Legacy Financial, LLC
Oviedo FL, United States
Number of offices
1
Most active in
Franklin Legacy Financial, LLC has reported serving >5 clients in these states in the last 12 months.
Florida
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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