Frank Capital Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$7,856,684
Clients
18
28% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
18
LowAverage account size
$436,482
About
Frank Capital Management LLC manages discretionary separately managed accounts for individuals and trusts, overseeing roughly $7.86 million for 18 clients. The firm charges percentage-of-assets-under-management fees and does not impose a stated account minimum while providing portfolio construction, trade execution, and ongoing monitoring of common stocks, bonds, and other securities.
Investment decisions are driven by fundamental, value-oriented analysis of balance sheets, income statements, cash flows, and valuation multiples; the firm focuses on buying undervalued common stocks listed on the NYSE and NASDAQ for concentrated, long-term portfolios. Although the approach emphasizes long-term holdings, the brochure discloses the use of options (put and call buying and writing) and other derivatives in client accounts to hedge risk and adjust positions.
Routine use of derivatives in separately managed accounts is relatively uncommon among independent advisory firms, and the firm’s explicit inclusion of options strategies is a noteworthy distinction. The brochure also discloses that the firm’s principal serves as an advisor and shareholder of a private company (ShipHero), and that outside role and ownership interest are identified as potential sources of conflict of interest for prospective clients to consider.
Client services
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Fee options
1.25% annually
Main office location
Frank Capital Management LLC
Parsippany NJ, United States
Number of offices
1
Most active in
Frank Capital Management LLC has reported serving >5 clients in these states in the last 12 months.
New Jersey
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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