F
Francis Wealth Solutions, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$2,481,155
Clients
10
10% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
10
LowAverage account size
$248,116
About
Francis Wealth Solutions provides discretionary investment management and wealth planning to individual clients, high-net-worth individuals, and business clients. Services include portfolio management, asset allocation, and guidance on retirement-plan rollovers, with the firm disclosing that recommending rollovers can create an economic incentive.
The firm’s investment process draws on fundamental, technical, quantitative and qualitative analysis and describes its portfolio construction as academically grounded and model-driven, with a focus on long‑term, risk‑aware asset allocation. Investment vehicles referenced in the brochure include stocks, mutual funds, bonds, municipal securities, ETFs and, as appropriate, options and commodity‑linked exposures; accounts are monitored and rebalanced on an ongoing basis with formal reviews at least annually.
Distinctive features include a small, closely held practice managing roughly $2.17 million for a very limited number of clients, resulting in concentrated reliance on the firm’s principal and a heightened key‑person risk. The principal’s concurrent full‑time scientific consulting role and advanced technical research background (PhD‑level) are disclosed as outside business activities, and the firm uses a single third‑party custodian for execution and custodial fee billing while declining proxy‑voting authority.
Client services
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Fee options
1.00% annually
Account minimum: $10,000
Main office location
Francis Wealth Solutions, LLC
West Springfield VA, United States
Number of offices
1
Most active in
Francis Wealth Solutions, LLC has reported serving >5 clients in these states in the last 12 months.
Virginia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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