Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$803,235,775
Clients
256
78% high-net worth
Advisors
7
of 14 employees
Firm type
Team
4-10 advisors or $500M+ in AUM
Clients per advisor
37
LowAverage account size
$3,137,640
Francis Financial is an SEC-registered advisory firm managing approximately $803 million for individual clients, including high‑net‑worth households. The firm provides investment supervisory services, individualized portfolio management, comprehensive financial planning, and divorce financial planning.
The firm develops personalized investment policy statements and manages accounts on either a discretionary or non‑discretionary basis, employing asset allocation, mutual fund/ETF analysis and a mix of long‑ and short‑term strategies with quarterly portfolio reviews. Francis Financial may engage third‑party discretionary managers for portions of client assets and implements strategies using institutional custody and trading services.
Francis Financial publishes a monthly newsletter and maintains a website blog focused on women’s financial well‑being, and it occasionally offers free educational workshops and speaking engagements, directing any third‑party compensation to the non‑profit Savvy Ladies. The firm also includes advisors who hold the Certified Divorce Financial Analyst designation and offers specialized divorce financial planning, a service emphasis that differentiates it from many peers.
$10,000 flat fee for Divorce Financial Planning services (up to 30 hours)
$0 - $3,000,000: 1.00% $3,000,001 - $5,000,000: 0.90% $5,000,001 - $10,000,000: 0.80% $10,000,001 - $15,000,000: 0.70% $15,000,001 - $30,000,000: 0.60% $30,000,001+: 0.50%
$400 per hour for Divorce Financial Planning services beyond 30 hours; $500 per hour for Witness Services
Account minimum: $2,000,000 Fee-only: Divorce Financial Planning: $10,000 flat fee for up to 30 hours, then $400/hour; Witness Services: $500/hour
Francis Financial
39 Broadway, Suite 1730
New York NY 10006, United States
Number of offices
1
California · Connecticut · Florida · New Hampshire · New Jersey · New York · Texas
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
CFP®
New York, NY
Francis Financial
Series 65
New York, NY
Francis Financial
CFP®
New York, NY
Francis Financial
CFP®, Series 65
New York, NY
Francis Financial
CFP®
New York, NY
Francis Financial
CFP®, Series 63, Series 65
New York, NY
Francis Financial
CFP®
New York, NY
Francis Financial
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